Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 03/01/2021 First Northwest Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $40.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for First Northwest Bancorp on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 03/01/2021 Medical Mutual of Ohio Mergers & Acquisitions Buy-Side Healthcare, Healthcare Services Piper Sandler served as buy-side advisor for Medical Mutual of Ohio on acquisition of ESI Employee Assistance Group Medical Mutual of Ohio has acquired ESI Employee Assistance Group Financial Advisor
Published 03/01/2021 William Penn Bancorporation Equity Capital Markets, Financing Follow-On Offering $126.4 Million Financial Services, Depositories Piper Sandler served as sole placement agent for William Penn Bancorproation on a follow-on offering Follow-On Offering Sole Placement Agent
Published 03/01/2021 Fulton Financial Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $135.0 Million Financial Services, Depositories Piper Sandler served as sole dealer manager for Fulton Financial Corporation on a tender offer, 4.50% subordinated notes offering and 3.60% senior notes offering Subordinated Notes Sole Admin Agent
Published 03/01/2021 FedNat Holding Company Financing, Equity Capital Markets Follow-On Offering $16.6 Million Financial Services, Insurance Piper Sandler served as sole bookrunner for Federated National on a follow-on offering Follow-On Offering Left Bookrunner
Published 03/01/2021 Preventice Inc. Mergers & Acquisitions Sell-Side $1.2 Billion Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Preventice Solutions, Inc. on sale to Boston Scientific Corporation Preventice Solutions, Inc. has been acquired by Boston Scientific Corporation Financial Advisor
Published 02/26/2021 Leonard Buildings and Truck Accessories Mergers & Acquisitions Sell-Side Consumer, Diversified Consumer Products, Retail & Disruptive Commerce Piper Sandler served as sell-side advisor for Leonard Buildings and Truck Accessories, a portfolio company of Copeley Capital, on sale to Kinderhook Industries, LLC Leonard Buildings and Truck Accessories, a portfolio company of Copeley Capital, has been acquired by Kinderhook Industries, LLC Financial Advisor
Published 02/26/2021 The Colson Group, Inc. Mergers & Acquisitions Sell-Side $230.0 Million Services & Industrials Piper Sandler served as sell-side advisor for Colson Group, a portflio company of Sentinel Capital Partners, on sale to Blue Wolf Capital Partners Colson Group, a portflio company of Sentinel Capital Partners, has been acquired by Blue Wolf Capital Partners Financial Advisor
Published 02/26/2021 Regent Holding Company Financing, Debt Capital Markets Senior Term Loan $133.0 Million Consumer, Diversified Consumer Products Piper Sandler served as sole debt placement agent for Regent Holding Company, LLC on debt financing Senior Term Loan Sole Placement Agent
Published 02/26/2021 AEA Investors LP Mergers & Acquisitions Buy-Side Chemicals, Consumer, Agriculture, Biorenewables & Cannabis Piper Sandler served as buy-side advisor for AEA Investors LP on acquisition of Verdesian Life Sciences, a portfolio company of Paine Schwartz Partners AEA Investors LP has acquired Verdesian Life Sciences, a portfolio company of Paine Schwartz Partners Financial Advisor
Published 02/24/2021 USHG Acquisition Corp. Financing, Equity Capital Markets IPO $250.0 Million Consumer, Restaurants Piper Sandler served as bookrunner for USHG Acquisition Corp on its initial public offering Initial Public Offering Active Bookrunner
Published 02/24/2021 Avita Medical Limited Financing, Equity Capital Markets CMFO $69.1 Million Healthcare, Med-Tech Piper Sandler served as left bookrunner for AVITA Medical Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Left Bookrunner
Published 02/22/2021 Interlock Investments Ltd Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler acted as exclusive sell-side advisor to Interlock Investments on the sale to Wismettach Harro Foods a subsidiary of Nishimoto Co., Ltd Interlock Investments Ltd and its trading subsidiary Sco-Fro Group Ltd have been acquired by Nishimoto Co. Ltd Financial Advisor
Published 02/22/2021 Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. Mergers & Acquisitions Buy-Side Energy, Power & Infrastructure, Oilfield Services & Equipment Piper Sandler served as corporate finance advisor for Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. on acquistion of certain share capital, operating assets and IP from Newsco International Energy Services Inc. Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. has acquired certain share capital, operating assets and IP from Newsco International Energy Services Inc. Financial Advisor
Published 02/22/2021 Alliance Spine & Pain Centers Financing, Debt Capital Markets Senior Term Loan $75.5 Million Healthcare, Healthcare Services Piper Sandler served as sole debt placement agent for Alliance Spine & Pain Centers, P.C., a portfolio company of ICV Partners, LLC Senior Term Loan Sole Placement Agent
Published 02/18/2021 First National Corporation Mergers & Acquisitions Buy-Side $31.6 Million Financial Services, Depositories Piper Sandler served as buy-side advisor for First National Corporation on acquisition of Bank of Fincastle First National Corporation has acquired Bank of Fincastle Financial Advisor
Published 02/17/2021 ESSA Pharma Inc. Financing, Equity Capital Markets Follow-On Offering $149.9 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Essa Pharma, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 02/17/2021 Talis Biomedical Financing, Equity Capital Markets IPO $253.9 Million Healthcare, Tools & Diagnostics Piper Sandler served as bookrunner for Talis Biomedical Corporation on its initial public offering Initial Public Offering Active Bookrunner
Published 02/17/2021 International Rubber Products, Inc. Mergers & Acquisitions Sell-Side Healthcare, Med-Tech Piper Sandler served as sell-side advisor for International Rubber Products, Inc. on sale to Integrated Polymer Solutions, a portfolio company of Arcline Investment Management International Rubber Products, Inc. has been acquired by Integrated Polymer Solutions, a portfolio company of Arcline Investment Management Financial Advisor
Published 02/16/2021 Mainstay Medical International plc Financing, Equity Capital Markets Crossover Financing $108.0 Million Healthcare, Med-Tech Piper Sandler served as sole placement agent for Mainstay Medical International plc on a Series A Preferred Stock financing from a syndicate of investors co-led by Ally Bridge Group and Sofinnova Partners through its Crossover Fund Crossover Financing Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.