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Investment Banking Transactions
Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 01/13/2021 | PLM Operations, LLC | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Food & Beverage | Piper Sandler served as sell-side advisor for PLM Operations, LLC (La Michoacana), a portfolio company of Canum Capital Partners and Greyock Capital Group, on acquisition by Tropicale Foods (Helados Mexico), a portfolio company of Wind Point |
PLM Operations, LLC (La Michoacana), a portfolio company of Canum Capital Partners and Greyock Capital Group, has been acquired by Tropicale Foods (Helados Mexico), a portfolio company of Wind Point | Financial Advisor | |
Published | 01/11/2021 | New Era Cap Co., Inc. | Mergers & Acquisitions | Minority Investment | Image
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Consumer | Piper Sandler served as financial advisor or New Era Cap Co., Inc. on a minority capital raise | Minority Investment | Financial Advisor | |
Published | 01/07/2021 | Gracell Bio | Financing, Equity Capital Markets | IPO | $240.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Gracell Biotechnologies Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
Published | 01/06/2021 | Harpoon Therapeutics, Inc. | Financing, Equity Capital Markets | CMFO | $115.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Harpoon Therapeutics, Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 01/04/2021 | ViewRay Inc. | Financing, Equity Capital Markets | CMFO | $57.5 Million | Image
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Healthcare, Med-Tech | Piper Sandler served as sole bookrunner for ViewRay Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Left Bookrunner |
Published | 01/04/2021 | Integra LifeSciences Holdings Corporation | Mergers & Acquisitions | Division Carve Out | $240.0 Million | Image
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Healthcare, Med-Tech | Piper Sandler served as sell-side advisor for Integra LifeSciences Holding Corporation on divestiture of its Extremity Orthopedics business to Smith & Nephew plc | Integra LifeSciences Holding Corporation has divested its Extremity Orthopedics business to Smith & Nephew plc | Financial Advisor |
Published | 01/04/2021 | AECOM | Mergers & Acquisitions | Division Carve Out | Image
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Services & Industrials | Piper Sandler served as sell-side advisor for AECOM on divestiture of its civil construction segment to Oroco Capital | AECOM has divested its civil construction segment to Oroco Capital | Financial Advisor | |
Published | 01/01/2021 | Home Point Capital | Financing, Equity Capital Markets | IPO | $108.4 Million | Image
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Financial Services, Real Estate | Piper Sandler served as co-manager for homepoint on its initial public offering | Initial Public Offering | Co-Manager |
Published | 01/01/2021 | Astria Health | Financing, Debt Capital Markets | Senior Term Loan | Image
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Healthcare, Healthcare Services | Piper Sandler served as financial advisor for Astria Health on a debt capital raise | Senior Term Loan | Financial Advisor | |
Published | 01/01/2021 | Lemonade | Equity Capital Markets, Financing | IPO | $915.4 Million | Image
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Financial Services, Insurance | Piper Sandler served as co-manager for Lemonade on its initial public offering | Initial Public Offering | Co-Manager |
Published | 01/01/2021 | Ridgemont Equity Partners | Private Capital Advisory, Capital Solutions | Capital Solutions | Image
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Private Capital Advisory | Piper Sandler served as sole placement agent to Ridgemont Equity Partners on its raised HoldCo PIK Loan | HoldCo PIK Loan |
Sole Placement Agent | |
Published | 12/31/2020 | Sotherly Hotels Inc. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $20.0 Million | Image
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Financial Services, Real Estate | Piper Sandler served as financial advisor for Sotherly Hotels Inc. on a $20 million senior note financing | Senior Notes | Financial Advisor |
Published | 12/31/2020 | Ultimate Fitness Group, LLC | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Health & Wellness Services | Piper Sandler served as sell-side advisor for Ultimate Fitness Group, LLC (dba Fitness Advocate) on sale to Revelstoke Capital Partners | Ultimate Fitness Group, LLC (dba Fitness Advocate) has been acquired by Revelstoke Capital Partners | Financial Advisor | |
Published | 12/31/2020 | Ridgemont Equity Partners | Mergers & Acquisitions | Buy-Side | Image
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Services & Industrials | Piper Sandler served as buy-side advisor for Ridgemont Equity Partners on acquisition of SEKO Logistics, a portfolio of Greenbriar Equity Group | Ridgemont Equity Partners has acquired SEKO Logistics, a portfolio of Greenbriar Equity Group | Financial Advisor | |
Published | 12/30/2020 | Northpointe Bancshares, Inc. | Financing, Equity Private Placements | Preferred Equity | $95.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as placement agent for Northpointe Bancshares, Inc. on an equity offering of non-cumulative preferred stock | Preferred Equity | Joint Placement Agent |
Published | 12/30/2020 | BNCCORP, INC. | Mergers & Acquisitions | Division Carve Out | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for BNCCORP, INC. on divestiture of certain loans and deposits of Golden Valley, Minnesota branch to Coulee Bank | BNCCORP, INC. has divested certain loans and deposits of Golden Valley, Minnesota branch to Coulee Bank | Financial Advisor | |
Published | 12/30/2020 | BioDerm, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Med-Tech | Piper Sandler served as sell-side advisor for BioDerm, Inc. on sale to Mountaingate Capital | BioDerm, Inc. has been acquired by Mountaingate Capital | Financial Advisor | |
Published | 12/29/2020 | Cayuga Lake Bank Corporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $8.0 Million | Financial Services, Depositories | Piper Sandler served as sole placement agent for Cayuga Lake Bank Corporation on a $8.0 million offering of 4.625% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent | |
Published | 12/29/2020 | Veran Medical Technologies, Inc. | Mergers & Acquisitions | Sell-Side | $340.0 Million | Image
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Healthcare, Med-Tech | Piper Sandler served as sell-side advisor for Veran Medical Technologies, Inc. on sale to Olympus Corporation | Veran Medical Technologies, Inc. has been acquired by Olympus Corporation | Financial Advisor |
Published | 12/29/2020 | Banesco USA | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $15.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Banesco USA on a $15.0 million offering of 5.50% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent |