Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 02/09/2021 OncoCyte Corporation Financing, Equity Capital Markets CMFO $40.6 Million Healthcare, Tools & Diagnostics Piper Sandler served as left bookrunner for OncoCyte Corporation on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Left Bookrunner
Published 02/08/2021 I-Mab Biopharma Financing, Equity Capital Markets Follow-On Offering $203.9 Million Healthcare, Biopharma Piper Sandler served as bookrunner for I-MAB Biopharma on a follow-on offering Follow-On Offering Active Bookrunner
Published 02/08/2021 American International Group, Inc. Mergers & Acquisitions Division Carve Out Financial Services, Asset & Wealth Management Piper Sandler served as sell-side advisor for American International Group, Inc.on divestiture of certain Retail Mutual Fund Business Assets of AIG Life & Retirement to Touchstone Investments American International Group, Inc. divested certain Retail Mutual Fund Business Assets of AIG Life & Retirement to Touchstone Investments Financial Advisor
Published 02/08/2021 Drybar Holdings LLC Mergers & Acquisitions Division Carve Out Consumer, Health & Wellness Services Piper Sandler served as sell-side advisor for Drybar Holdings, LLC on divestiture of its franchising business to WellBiz Brands Drybar Holdings, LLC has divested its franchising business to WellBiz Brands Financial Advisor
Published 02/05/2021 Owning Corporation Mergers & Acquisitions Sell-Side Financial Services, Specialty Finance Piper Sandler served as sell-side advisor to Owning Corporation on sale to Guaranteed Rate, Inc. Owning Corporation has been acquired by Guaranteed Rate, Inc. Financial Advisor
Published 02/05/2021 Itamar Medical Financing, Equity Capital Markets CMFO $79.8 Million Healthcare, Med-Tech Piper Sandler served as left bookrunner for Itamar Medical Ltd. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Left Bookrunner
Published 02/04/2021 Ortho Clinical Diagnostics, Inc. Financing, Equity Capital Markets IPO $1.5 Billion Healthcare, Tools & Diagnostics Piper Sandler served as bookrunner for Ortho Clinical Diagnostics, Inc. on its initial public offering Initial Public Offering Passive Bookrunner
Published 02/03/2021 Sensei Biotherapeutics, Inc. Financing, Equity Capital Markets IPO $152.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Sensei Biotherapeutics Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 02/03/2021 ON24, Inc. Financing, Equity Capital Markets IPO $492.3 Million Technology, Software Piper Sandler served as co-manager for On24 Inc. on its initial public offering Initial Public Offering Co-Manager
Published 02/03/2021 Kaleido Biosciences Financing, Equity Capital Markets CMFO $69.4 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Kaleido Biosciences, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 02/02/2021 MB Mutual Holding Company Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $30.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for MB Bancorp, Inc. on a $30.0 million offering of 3.50% fixed-to-floating rate subordinated notes Subordinated Debt Sole Placement Agent
Published 02/01/2021 Figure Acquisition Corp. I Equity Capital Markets, Financing IPO $287.5 Million Financial Services, Specialty Finance Piper Sandler served as co-manager for Figure on its initial public offering Initial Public Offering Co-Manager
Published 02/01/2021 Westchester Capital Management, LLC Mergers & Acquisitions Sell-Side Financial Services, Asset & Wealth Management Piper Sandler served as sell-side advisor for Westchester Capital Management, LLC on sale to Virtus Investment Partners, Inc.
 Westchester Capital Management, LLC has been acquired by Virtus Investment Partners, Inc. Financial Advisor
Published 02/01/2021 Carrington Mortgage Services Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $245.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Carrington Mortgage Services on a 8.00% senior secured notes offering due in 2026 Senior Notes Sole Placement Agent
Published 02/01/2021 Loan Depot Equity Capital Markets, Financing IPO $62.0 Million Financial Services Piper Sandler served as co-manager for Loan Depot on its initial public offering Initial Public Offering Co-Manager
Published 02/01/2021 Solidcore Holdings, LLC Mergers & Acquisitions Minority Investment Consumer, Health & Wellness Services Piper Sandler served as financial advisor for Solidcore Holdings LLC on a significant investment from VMG Minority Investment Financial Advisor
Published 02/01/2021 Obsidian Insurance Holdings, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $3.0 Million Financial Services, Insurance Piper Sandler served as sole placement agent for Obsidian on a 6.50% senior notes offering due in 2025 Senior Notes Lead Placement Agent
Published 01/31/2021 McGraw-Hill Education, Inc. Restructuring Special Situations Financing $2.3 Billion Services & Industrials Piper Sandler served as investment banker for an ad hoc group of unsecured noteholders in the restructuring of McGraw-Hill Education, Inc. Special Situations Financing Financial Advisor
Published 01/29/2021 Surgical Specialties Corporation Mergers & Acquisitions Sell-Side Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Surgical Specialties Corp, backed by Vivo Capital and ZQ Capital, on sale to Corza Health, a portfolio company of GTCR Surgical Specialties Corp, backed by Vivo Capital and ZQ Capital, has been acquired by Corza Health, a portfolio company of GTCR Financial Advisor
Published 01/29/2021 361 Capital, LLC Mergers & Acquisitions Sell-Side Financial Services, Asset & Wealth Management Piper Sandler served as sell-side advisor for 361 Capital, LLC on sale to Hamilton Lane, Inc.
 361 Capital, LLC has been acquired by Hamilton Lane, Inc. Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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