Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 10/22/2020 Milestone Pharmaceuticals Inc. Financing, Equity Capital Markets CMFO $51.7 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Milestone Pharmaceuticals, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 10/21/2020 Aptinyx Inc. Financing, Equity Capital Markets Follow-On Offering $48.3 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Aptinyx, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 10/21/2020 Accolade, Inc Financing, Equity Capital Markets Follow-On Offering $221.3 Million Healthcare, Information-Driven Healthcare Piper Sandler served as bookrunner for Accolade, Inc. on a follow-on offering Follow-On Offering Passive Bookrunner
Published 10/21/2020 McAfee Corp. Financing, Equity Capital Markets IPO $740.0 Million Technology, Software Piper Sandler served as co-manager for McAfee Corp. on its initial public offering Initial Public Offering Co-Manager
Published 10/20/2020 Phreesia Inc. Financing, Equity Capital Markets Follow-On Offering $184.0 Million Healthcare, Information-Driven Healthcare Piper Sandler served as bookrunner for Phreesia Inc. on a follow-on offering Follow-On Offering Passive Bookrunner
Published 10/20/2020 Central Pacific Financial Corp. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $55.0 Million Financial Services, Depositories Piper Sandler served as lead placement agent for Central Pacific Financial Corp. on a $55.0 million offering of 4.75% fixed-to-floating-rate subordinated notes due in 2030 Subordinated Debt Joint Placement Agent
Published 10/16/2020 AECOM Mergers & Acquisitions Division Carve Out Services & Industrials Piper Sandler served as sell-side advisor for AECOM on divestiture of its power segment to CriticalPoint Capital AECOM has divested its power segment to CriticalPoint Capital Financial Advisor
Published 10/16/2020 First Citizens BancShares, Inc. Mergers & Acquisitions Buy-Side $2.2 Billion Financial Services, Depositories Piper Sandler served as buy-side advisor for First Citizens BancShares, Inc. on its transformational partnership with CIT Group Inc. First Citizens BancShares, Inc. has acquired CIT Group Inc. Financial Advisor
Published 10/16/2020 Plains All American Pipeline Mergers & Acquisitions Division Carve Out Energy & Power, Midstream & Downstream Piper Sandler served as sell-side advisor for Plains All American Pipeline on the sale of three interconnected terminals in greater Los Angeles by way of the sale of its wholly owned subsidiary, Plains West Coast Terminals LLC, to a wholly owned subsidiary of Zenith Energy U.S., L.P. Plains All American Pipeline has sold terminalling assets in greater Los Angeles to Zenith Energy Financial Advisor
Published 10/16/2020 ImmunoVaccine (IMV, Inc.) Financing, Equity Capital Markets At the Market Offering $50.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Immovaccine on an ATM offering At the Market Offering Active Bookrunner
Published 10/15/2020 Little Lunch Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler served as sell-side advisor for the shareholders of Little Lunch on sale to Wessanen Little Lunch has been acquired by Wessanen Financial Advisor
Published 10/15/2020 Praxis Precision Medicines Financing, Equity Capital Markets IPO $218.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Praxis Precision Medicines, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 10/15/2020 NexPoint Real Estate Finance, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Unsecured Debt $37.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for NexPoint Real Estate Finance, Inc. on a $36.5 million offering of senior unsecured notes due in 2025 Senior Unsecured Debt Sole Placement Agent
Published 10/15/2020 Aligos Therapeutics Financing, Equity Capital Markets IPO $172.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Aligos Therapeutics on its initial public offering Initial Public Offering Active Bookrunner
Published 10/14/2020 IFB Bancorp, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $12.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for IFB Bancorp, Inc. on a $12.0 million offering of 6.50% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/14/2020 Miami International Holdings, Inc. Mergers & Acquisitions Buy-Side Financial Services, Diversified Financials Piper Sandler served as buy-side advisor for Miami International Holdings, Inc. on acquisition of the Minneapolis Grain Exchange Miami International Holdings, Inc. has acquired the Minneapolis Grain Exchange Financial Advisor
Published 10/14/2020 The Community Financial Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Community Financial Corporation on a $20.0 million offering of 4.75% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/13/2020 Ocular Therapeutix, Inc. Financing, Equity Capital Markets CMFO $80.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Ocular Therapeutix, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 10/10/2020 Thoma Bravo, LLC Mergers & Acquisitions Sell-Side $1.6 Billion Technology, Software Piper Sandler served as sell-side advisor for Planview, a portfolio company of Thoma Bravo, LLC, has sold to TPG Capital, L.P. and TA Associates Management. The company provides a comprehensive platform that spans the spectrum of Portfolio Management and Work Management solutions that enable organizations to transform and accelerate on-strategy delivery at enterprise scale Planview, Inc., a portfolio company of Thoma Bravo, LLC, has been acquired by TPG Capital, L.P. and TA Associates Management Financial Advisor
Published 10/09/2020 First Mutual Holding Co. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $15.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for First Mutual Holding Co. on an offering of $15.0 milllion of 4.75% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.

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