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Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 10/22/2020 | Fulton Financial Corporation | Equity Capital Markets, Financing | Preferred Stock | $200.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as bookrunner for Fulton Financial Corporation on an offering of fixed rate non-cumulative perpetual preferred stock | Preferred Stock | Active Bookrunner |
Published | 10/21/2020 | McAfee Corp. | Financing, Equity Capital Markets | IPO | $740.0 Million | Image
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Technology, Software | Piper Sandler served as co-manager for McAfee Corp. on its initial public offering | Initial Public Offering | Co-Manager |
Published | 10/21/2020 | Aptinyx Inc. | Financing, Equity Capital Markets | Follow-On Offering | $48.3 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Aptinyx, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 10/21/2020 | Accolade, Inc | Financing, Equity Capital Markets | Follow-On Offering | $221.3 Million | Image
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Healthcare, Information-Driven Healthcare | Piper Sandler served as bookrunner for Accolade, Inc. on a follow-on offering | Follow-On Offering | Passive Bookrunner |
Published | 10/20/2020 | Phreesia Inc. | Financing, Equity Capital Markets | Follow-On Offering | $184.0 Million | Image
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Healthcare, Information-Driven Healthcare | Piper Sandler served as bookrunner for Phreesia Inc. on a follow-on offering | Follow-On Offering | Passive Bookrunner |
Published | 10/20/2020 | Central Pacific Financial Corp. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $55.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as lead placement agent for Central Pacific Financial Corp. on a $55.0 million offering of 4.75% fixed-to-floating-rate subordinated notes due in 2030 | Subordinated Debt | Joint Placement Agent |
Published | 10/16/2020 | AECOM | Mergers & Acquisitions | Division Carve Out | Image
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Services & Industrials | Piper Sandler served as sell-side advisor for AECOM on divestiture of its power segment to CriticalPoint Capital | AECOM has divested its power segment to CriticalPoint Capital | Financial Advisor | |
Published | 10/16/2020 | ImmunoVaccine (IMV, Inc.) | Financing, Equity Capital Markets | At the Market Offering | $50.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Immovaccine on an ATM offering | At the Market Offering | Active Bookrunner |
Published | 10/16/2020 | Plains All American Pipeline | Mergers & Acquisitions | Division Carve Out | Image
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Energy & Power, Midstream & Downstream | Piper Sandler served as sell-side advisor for Plains All American Pipeline on the sale of three interconnected terminals in greater Los Angeles by way of the sale of its wholly owned subsidiary, Plains West Coast Terminals LLC, to a wholly owned subsidiary of Zenith Energy U.S., L.P. | Plains All American Pipeline has sold terminalling assets in greater Los Angeles to Zenith Energy | Financial Advisor | |
Published | 10/16/2020 | First Citizens BancShares, Inc. | Mergers & Acquisitions | Buy-Side | $2.2 Billion | Image
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Financial Services, Depositories | Piper Sandler served as buy-side advisor for First Citizens BancShares, Inc. on its transformational partnership with CIT Group Inc. | First Citizens BancShares, Inc. has acquired CIT Group Inc. | Financial Advisor |
Published | 10/15/2020 | Little Lunch | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Food & Beverage | Piper Sandler served as sell-side advisor for the shareholders of Little Lunch on sale to Wessanen | Little Lunch has been acquired by Wessanen | Financial Advisor | |
Published | 10/15/2020 | Aligos Therapeutics | Financing, Equity Capital Markets | IPO | $172.5 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Aligos Therapeutics on its initial public offering | Initial Public Offering | Active Bookrunner |
Published | 10/15/2020 | NexPoint Real Estate Finance, Inc. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Unsecured Debt | $37.0 Million | Image
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Financial Services, Real Estate | Piper Sandler served as sole placement agent for NexPoint Real Estate Finance, Inc. on a $36.5 million offering of senior unsecured notes due in 2025 | Senior Unsecured Debt | Sole Placement Agent |
Published | 10/15/2020 | Praxis Precision Medicines | Financing, Equity Capital Markets | IPO | $218.5 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Praxis Precision Medicines, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
Published | 10/14/2020 | The Community Financial Corporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $20.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Community Financial Corporation on a $20.0 million offering of 4.75% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent |
Published | 10/14/2020 | Miami International Holdings, Inc. | Mergers & Acquisitions | Buy-Side | Image
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Financial Services, Diversified Financials | Piper Sandler served as buy-side advisor for Miami International Holdings, Inc. on acquisition of the Minneapolis Grain Exchange | Miami International Holdings, Inc. has acquired the Minneapolis Grain Exchange | Financial Advisor | |
Published | 10/14/2020 | IFB Bancorp, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $12.0 Million | Financial Services, Depositories | Piper Sandler served as sole placement agent for IFB Bancorp, Inc. on a $12.0 million offering of 6.50% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent | |
Published | 10/13/2020 | Ocular Therapeutix, Inc. | Financing, Equity Capital Markets | CMFO | $80.5 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Ocular Therapeutix, Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 10/10/2020 | Thoma Bravo, LLC | Mergers & Acquisitions | Sell-Side | $1.6 Billion | Image
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Technology, Software | Piper Sandler served as sell-side advisor for Planview, a portfolio company of Thoma Bravo, LLC, has sold to TPG Capital, L.P. and TA Associates Management. The company provides a comprehensive platform that spans the spectrum of Portfolio Management and Work Management solutions that enable organizations to transform and accelerate on-strategy delivery at enterprise scale | Planview, Inc., a portfolio company of Thoma Bravo, LLC, has been acquired by TPG Capital, L.P. and TA Associates Management | Financial Advisor |
Published | 10/09/2020 | First Mutual Holding Co. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $15.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for First Mutual Holding Co. on an offering of $15.0 milllion of 4.75% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent |
Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.