Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	02/01/2021	Figure Acquisition Corp. I	Equity Capital Markets, Financing	IPO	$287.5 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as co-manager for Figure on its initial public offering	Initial Public Offering	Co-Manager
Published	02/01/2021	Obsidian Insurance Holdings, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$3.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Obsidian on a 6.50% senior notes offering due in 2025	Senior Notes	Lead Placement Agent
Published	02/01/2021	Loan Depot	Equity Capital Markets, Financing	IPO	$62.0 Million	Image	Financial Services	Piper Sandler served as co-manager for Loan Depot on its initial public offering	Initial Public Offering	Co-Manager
Published	01/31/2021	McGraw-Hill Education, Inc.	Restructuring	Special Situations Financing	$2.3 Billion	Image	Services & Industrials	Piper Sandler served as investment banker for an ad hoc group of unsecured noteholders in the restructuring of McGraw-Hill Education, Inc.	Special Situations Financing	Financial Advisor
Published	01/29/2021	Surgical Specialties Corporation	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Surgical Specialties Corp, backed by Vivo Capital and ZQ Capital, on sale to Corza Health, a portfolio company of GTCR	Surgical Specialties Corp, backed by Vivo Capital and ZQ Capital, has been acquired by Corza Health, a portfolio company of GTCR	Financial Advisor
Published	01/29/2021	361 Capital, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for 361 Capital, LLC on sale to Hamilton Lane, Inc.	361 Capital, LLC has been acquired by Hamilton Lane, Inc.	Financial Advisor
Published	01/28/2021	Centrify Corporation	Mergers & Acquisitions	Buy-Side	$900.0 Million	Image Image Image	Technology, Software	Piper Sandler served as buy-side advisor for Centrify Corporation, on sale to TPG Capital	Centrify Corporation, a portfolio company of Thoma Bravo, has been acquired by TPG Capital	Financial Advisor
Published	01/28/2021	Neuronetics, Inc.	Financing, Equity Capital Markets	CMFO	$86.3 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Neuronetics, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	01/28/2021	Qualtrics International Inc.	Financing, Equity Capital Markets	IPO	$1.8 Billion	Image	Technology, Software	Piper Sandler served as co-manager for Qualtrics International Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	01/27/2021	Surgalign Holdings, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$43.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as left bookrunner for Suralign Holdings, Inc. on a follow-on offering	Follow-On Offering	Left Bookrunner
Published	01/26/2021	Cottonwood Residential II	Mergers & Acquisitions	Fairness Opinion		Image Image	Financial Services, Real Estate	Piper Sandler provided a fairness opinion for Cottonwood Residential II on sale to Cottonwood Communities, Inc.	Fairness Opinion	Financial Advisor
Published	01/26/2021	Catalyst Biosciences, Inc.	Financing, Equity Capital Markets	CMFO	$52.8 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Catalyst Biosciences, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	01/26/2021	Lycra	Mergers & Acquisitions	Division Carve Out		Image	Energy & Power	Piper Sandler served as sell-side advisor for The Lycra Company on sale of its Houston Ship Channel Pipelines to an undisclosed buyer.	The Lycra Company has sold its Houston Ship Channel Pipelines to an undisclosed buyer	Financial Advisor
Published	01/25/2021	BridgeBio Pharma, Inc.	Financing, Equity Capital Markets	Convertible Offering	$650.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for BridgeBio Pharma, Inc. on a convertible offering	Convertible Offering	Passive Bookrunner
Published	01/25/2021	Gevo, Inc.	Financing, Equity Capital Markets	Registered Direct	$350.0 Million	Image	Consumer, Agriculture, Biorenewables & Cannabis, Energy & Power, Renewables & Clean Energy	Piper Sandler served as co-manager for Gevo, Inc. on a registered direct offering	Registered Direct	Co-Manager
Published	01/22/2021	InfoSync Services, LLC.	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Technology Services	Piper Sandler served as sell-side advisor for InfoSync Services, LLC on sale to Staple Street Capital	InfoSync Services, LLC has been acquired by Staple Street Capital	Financial Advisor
Published	01/21/2021	Skyway Healthcare Acquisition Company	Financing, Equity Capital Markets	IPO	$230.0 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Skyway Healthcare Acquisition Company on its initial public offering	Initial Public Offering	Active Bookrunner
Published	01/21/2021	Hims, Inc.	Financing, Equity Capital Markets	Advisory		Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as financial advisor for Hims, Inc. on a SPAC merger with Oaktree Acquisition Corp.	SPAC Merger	Financial Advisor
Published	01/20/2021	Vestar Capital Partners, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for Vestar Capital Partners on acquisition of Dr. Praeger's Sensible Foods	Vestar Capital Partners has acquired Dr. Praeger's Sensible Foods	Financial Advisor
Published	01/20/2021	National Bancorp Holdings, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$30.0 Million		Financial Services, Depositories	Piper Sandler served as sole placement agent for National Bancorp Holdings, Inc. on a $30.0 million offering of 5.375% fixed-to-floating rate subordinated notes due in 2031	Subordinated Debt	Sole Placement Agent