Investment Banking Transactions

Clear Filters
Clear Filters
Filter  filter caret
loading
Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 10/15/2020 Little Lunch Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler served as sell-side advisor for the shareholders of Little Lunch on sale to Wessanen Little Lunch has been acquired by Wessanen Financial Advisor
Published 10/15/2020 Praxis Precision Medicines Financing, Equity Capital Markets IPO $218.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Praxis Precision Medicines, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 10/15/2020 Aligos Therapeutics Financing, Equity Capital Markets IPO $172.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Aligos Therapeutics on its initial public offering Initial Public Offering Active Bookrunner
Published 10/14/2020 IFB Bancorp, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $12.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for IFB Bancorp, Inc. on a $12.0 million offering of 6.50% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/14/2020 The Community Financial Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Community Financial Corporation on a $20.0 million offering of 4.75% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/14/2020 Miami International Holdings, Inc. Mergers & Acquisitions Buy-Side Financial Services, Diversified Financials Piper Sandler served as buy-side advisor for Miami International Holdings, Inc. on acquisition of the Minneapolis Grain Exchange Miami International Holdings, Inc. has acquired the Minneapolis Grain Exchange Financial Advisor
Published 10/13/2020 Ocular Therapeutix, Inc. Financing, Equity Capital Markets CMFO $80.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Ocular Therapeutix, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 10/10/2020 Thoma Bravo, LLC Mergers & Acquisitions Sell-Side $1.6 Billion Technology, Software Piper Sandler served as sell-side advisor for Planview, a portfolio company of Thoma Bravo, LLC, has sold to TPG Capital, L.P. and TA Associates Management. The company provides a comprehensive platform that spans the spectrum of Portfolio Management and Work Management solutions that enable organizations to transform and accelerate on-strategy delivery at enterprise scale Planview, Inc., a portfolio company of Thoma Bravo, LLC, has been acquired by TPG Capital, L.P. and TA Associates Management Financial Advisor
Published 10/09/2020 First Mutual Holding Co. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $15.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for First Mutual Holding Co. on an offering of $15.0 milllion of 4.75% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/09/2020 City National Bank of Florida Mergers & Acquisitions Buy-Side $34.3 Million Financial Services, Depositories Piper Sandler served as buy-side advisor for City National Bank of Florida on acquisition of Executive Banking Corporation City National Bank of Florida has acquired Executive Banking Corporation Financial Advisor
Published 10/09/2020 The Queensborough Company Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $24.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for The Queensborough Company on a $24.0 million offering of fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/08/2020 Kronos Bio Financing, Equity Capital Markets IPO $287.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Kronos Bio on its initial public offering Initial Public Offering Active Bookrunner
Published 10/07/2020 Aziyo Biologics, Inc. Financing, Equity Capital Markets IPO $49.9 Million Healthcare, Med-Tech Piper Sandler served as left bookrunner for Aziyo Biologics, Inc. on its initial public offering Initial Public Offering Left Bookrunner
Published 10/07/2020 Financial Institutions, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $35.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Financial Institutions, Inc. on a $35.0 million offering of 4.375% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/07/2020 nCino, Inc. Equity Capital Markets, Financing Follow-On Offering $482.0 Million Financial Services, FinTech Piper Sandler served as bookrunner for nCino, Inc. on a follow-on offering Follow-On Offering Passive Bookrunner
Published 10/05/2020 Patriot Well Services LLC Mergers & Acquisitions Division Carve Out Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Patriot Well Solutions LLC on divestiture of material assets to White Deer Energy L.P. II in a going-concern sale as part of Patriot’s voluntary Chapter 11 bankruptcy proceedings Patriot Well Solutions LLC has divested material assets to White Deer Energy L.P. II Financial Advisor
Published 10/05/2020 Piedmont Bancorp, Inc. Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for Piedmont Bancorp, Inc. on acquisition of WestSide Bank Piedmont Bancorp, Inc. has acquired WestSide Bank Financial Advisor
Published 10/02/2020 Grammer Logistics Inc. Mergers & Acquisitions Division Carve Out Services & Industrials Piper Sandler served as sell-side advisor for Grammer Logistics, Inc. on sale of its dry bulk division to Bulk Transport Company East, Inc., a subsidiary of TFI International Grammer Logistics, Inc. has sold its dry bulk division to Bulk Transport Company East, Inc., a subsidiary of TFI International Financial Advisor
Published 10/02/2020 Spectrum Automotive Holdings Mergers & Acquisitions Buy-Side Financial Services, Insurance Piper Sandler served as buy-side advisor for Spectrum Automotive Holdings on acquisition of Milestone Marketing Solutions, LLC Spectrum Automotive Holdings has acquired Milestone Marketing Solutions, LLC Financial Advisor
Published 10/01/2020 First Mid Bancshares, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $96.0 Million Financial Services, Depositories Piper Sandler served as lead bookrunner for First Mid Bancshares, Inc. on a $96.0 million offering of 3.95% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Lead Bookrunner

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.

© 2024 Piper Sandler Companies. Since 1895. All rights reserved.