Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 10/09/2020 First Mutual Holding Co. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $15.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for First Mutual Holding Co. on an offering of $15.0 milllion of 4.75% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/09/2020 The Queensborough Company Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $24.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for The Queensborough Company on a $24.0 million offering of fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/09/2020 City National Bank of Florida Mergers & Acquisitions Buy-Side $34.3 Million Financial Services, Depositories Piper Sandler served as buy-side advisor for City National Bank of Florida on acquisition of Executive Banking Corporation City National Bank of Florida has acquired Executive Banking Corporation Financial Advisor
Published 10/08/2020 Kronos Bio Financing, Equity Capital Markets IPO $287.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Kronos Bio on its initial public offering Initial Public Offering Active Bookrunner
Published 10/07/2020 nCino, Inc. Equity Capital Markets, Financing Follow-On Offering $482.0 Million Financial Services, FinTech Piper Sandler served as bookrunner for nCino, Inc. on a follow-on offering Follow-On Offering Passive Bookrunner
Published 10/07/2020 Financial Institutions, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $35.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Financial Institutions, Inc. on a $35.0 million offering of 4.375% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/07/2020 Aziyo Biologics, Inc. Financing, Equity Capital Markets IPO $49.9 Million Healthcare, Med-Tech Piper Sandler served as left bookrunner for Aziyo Biologics, Inc. on its initial public offering Initial Public Offering Left Bookrunner
Published 10/05/2020 Piedmont Bancorp, Inc. Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for Piedmont Bancorp, Inc. on acquisition of WestSide Bank Piedmont Bancorp, Inc. has acquired WestSide Bank Financial Advisor
Published 10/05/2020 Patriot Well Services LLC Mergers & Acquisitions Division Carve Out Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Patriot Well Solutions LLC on divestiture of material assets to White Deer Energy L.P. II in a going-concern sale as part of Patriot’s voluntary Chapter 11 bankruptcy proceedings Patriot Well Solutions LLC has divested material assets to White Deer Energy L.P. II Financial Advisor
Published 10/02/2020 Grammer Logistics Inc. Mergers & Acquisitions Division Carve Out Services & Industrials Piper Sandler served as sell-side advisor for Grammer Logistics, Inc. on sale of its dry bulk division to Bulk Transport Company East, Inc., a subsidiary of TFI International Grammer Logistics, Inc. has sold its dry bulk division to Bulk Transport Company East, Inc., a subsidiary of TFI International Financial Advisor
Published 10/02/2020 Spectrum Automotive Holdings Mergers & Acquisitions Buy-Side Financial Services, Insurance Piper Sandler served as buy-side advisor for Spectrum Automotive Holdings on acquisition of Milestone Marketing Solutions, LLC Spectrum Automotive Holdings has acquired Milestone Marketing Solutions, LLC Financial Advisor
Published 10/01/2020 Hoover Ferguson Group, Inc. Financing, Debt Capital Markets Second Lien Debt Energy & Power, Oilfield Services & Equipment Piper Sandler served as sole placement agent for Hoover Ferguson Group, Inc., a portfolio company of First Reserve Management, L.P., on the raise of a First Lien Term Loan and a Second Lien Term Loan 1st and 2nd Lien Term Loans Sole Placement Agent
Published 10/01/2020 Signature Bank Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $375.0 Million Financial Services, Depositories Piper Sandler served as initial purchaser for Signature Bank on a $375.0 million offering of 4.00% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Active Bookrunner
Published 10/01/2020 Fauquier Bankshares Mergers & Acquisitions Sell-Side $63.0 Million Financial Services, Depositories Piper Sandler served as as sell-side advisor for Fauquier Bankshares, Inc. on sale to Virginia National Bankshares Corporation Fauquier Bankshares, Inc. has been acquired by Virginia National Bankshares Corporation Financial Advisor
Published 10/01/2020 Oncorus, Inc. Financing, Equity Capital Markets IPO $98.3 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Oncorus, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 10/01/2020 First Mid Bancshares, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $96.0 Million Financial Services, Depositories Piper Sandler served as lead bookrunner for First Mid Bancshares, Inc. on a $96.0 million offering of 3.95% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Lead Bookrunner
Published 09/30/2020 Arena Finance LLC Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Secured Debt $45.0 Million Financial Services, FinTech Piper Sandler served as sole placement agent for Arena Finance II LLC on an offering of $45.0 million of senior secured notes due in 2025 Senior Secured Debt Sole Placement Agent
Published 09/30/2020 Artera Services, LLC Mergers & Acquisitions Buy-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as buy-side advisor for Artera Services, LLC (fka PowerTeam Services), a portfolio company of Clayton, Dubilier & Rice, on acquisition of Otis Eastern Service, LLC Artera Services, LLC has acquired Otis Eastern Service, LLC Financial Advisor
Published 09/30/2020 Asana, Inc. Financing, Equity Capital Markets Advisory $810.8 Million Technology, Software Piper Sandler served as financial advisor to Asana, Inc. on its direct listing initial public offering Direct Listing Initial Public Offering Financial Advisor
Published 09/30/2020 Midwestern Bio-Ag Mergers & Acquisitions Strategic Advisory Consumer, Agriculture, Biorenewables & Cannabis Piper Sandler served as financial advisor for Midwestern Bio Ag on receiving a control equity investment from Skyline Global Partners Midwestern Bio Ag has received a control equity investment from Skyline Global Partners Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.

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