Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 10/09/2020 The Queensborough Company Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $24.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for The Queensborough Company on a $24.0 million offering of fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/09/2020 First Mutual Holding Co. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $15.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for First Mutual Holding Co. on an offering of $15.0 milllion of 4.75% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/08/2020 Kronos Bio Financing, Equity Capital Markets IPO $287.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Kronos Bio on its initial public offering Initial Public Offering Active Bookrunner
Published 10/07/2020 Financial Institutions, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $35.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Financial Institutions, Inc. on a $35.0 million offering of 4.375% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 10/07/2020 nCino, Inc. Equity Capital Markets, Financing Follow-On Offering $482.0 Million Financial Services, FinTech Piper Sandler served as bookrunner for nCino, Inc. on a follow-on offering Follow-On Offering Passive Bookrunner
Published 10/07/2020 Aziyo Biologics, Inc. Financing, Equity Capital Markets IPO $49.9 Million Healthcare, Med-Tech Piper Sandler served as left bookrunner for Aziyo Biologics, Inc. on its initial public offering Initial Public Offering Left Bookrunner
Published 10/05/2020 Piedmont Bancorp, Inc. Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for Piedmont Bancorp, Inc. on acquisition of WestSide Bank Piedmont Bancorp, Inc. has acquired WestSide Bank Financial Advisor
Published 10/05/2020 Patriot Well Services LLC Mergers & Acquisitions Division Carve Out Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Patriot Well Solutions LLC on divestiture of material assets to White Deer Energy L.P. II in a going-concern sale as part of Patriot’s voluntary Chapter 11 bankruptcy proceedings Patriot Well Solutions LLC has divested material assets to White Deer Energy L.P. II Financial Advisor
Published 10/02/2020 Grammer Logistics Inc. Mergers & Acquisitions Division Carve Out Services & Industrials Piper Sandler served as sell-side advisor for Grammer Logistics, Inc. on sale of its dry bulk division to Bulk Transport Company East, Inc., a subsidiary of TFI International Grammer Logistics, Inc. has sold its dry bulk division to Bulk Transport Company East, Inc., a subsidiary of TFI International Financial Advisor
Published 10/02/2020 Spectrum Automotive Holdings Mergers & Acquisitions Buy-Side Financial Services, Insurance Piper Sandler served as buy-side advisor for Spectrum Automotive Holdings on acquisition of Milestone Marketing Solutions, LLC Spectrum Automotive Holdings has acquired Milestone Marketing Solutions, LLC Financial Advisor
Published 10/01/2020 Signature Bank Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $375.0 Million Financial Services, Depositories Piper Sandler served as initial purchaser for Signature Bank on a $375.0 million offering of 4.00% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Active Bookrunner
Published 10/01/2020 Fauquier Bankshares Mergers & Acquisitions Sell-Side $63.0 Million Financial Services, Depositories Piper Sandler served as as sell-side advisor for Fauquier Bankshares, Inc. on sale to Virginia National Bankshares Corporation Fauquier Bankshares, Inc. has been acquired by Virginia National Bankshares Corporation Financial Advisor
Published 10/01/2020 Hoover Ferguson Group, Inc. Financing, Debt Capital Markets Second Lien Debt Energy & Power, Oilfield Services & Equipment Piper Sandler served as sole placement agent for Hoover Ferguson Group, Inc., a portfolio company of First Reserve Management, L.P., on the raise of a First Lien Term Loan and a Second Lien Term Loan 1st and 2nd Lien Term Loans Sole Placement Agent
Published 10/01/2020 Oncorus, Inc. Financing, Equity Capital Markets IPO $98.3 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Oncorus, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 10/01/2020 First Mid Bancshares, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $96.0 Million Financial Services, Depositories Piper Sandler served as lead bookrunner for First Mid Bancshares, Inc. on a $96.0 million offering of 3.95% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Lead Bookrunner
Published 09/30/2020 Arena Finance LLC Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Secured Debt $45.0 Million Financial Services, FinTech Piper Sandler served as sole placement agent for Arena Finance II LLC on an offering of $45.0 million of senior secured notes due in 2025 Senior Secured Debt Sole Placement Agent
Published 09/30/2020 Midwestern Bio-Ag Mergers & Acquisitions Strategic Advisory Consumer, Agriculture, Biorenewables & Cannabis Piper Sandler served as financial advisor for Midwestern Bio Ag on receiving a control equity investment from Skyline Global Partners Midwestern Bio Ag has received a control equity investment from Skyline Global Partners Financial Advisor
Published 09/30/2020 Asana, Inc. Financing, Equity Capital Markets Advisory $810.8 Million Technology, Software Piper Sandler served as financial advisor to Asana, Inc. on its direct listing initial public offering Direct Listing Initial Public Offering Financial Advisor
Published 09/30/2020 Miami International Holdings, Inc. Financing, Equity Private Placements Preferred Equity Financial Services, FinTech Piper Sandler served as financial advisor for Miami International Holdings in its fully subscribed strategic equity rights transaction with leading equities firms to trade on MIAX PEARL Equities Preferred Equity Financial Advisor
Published 09/30/2020 Artera Services, LLC Mergers & Acquisitions Buy-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as buy-side advisor for Artera Services, LLC (fka PowerTeam Services), a portfolio company of Clayton, Dubilier & Rice, on acquisition of Otis Eastern Service, LLC Artera Services, LLC has acquired Otis Eastern Service, LLC Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.

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