Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 01/20/2021 National Bancorp Holdings, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $30.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for National Bancorp Holdings, Inc. on a $30.0 million offering of 5.375% fixed-to-floating rate subordinated notes due in 2031 Subordinated Debt Sole Placement Agent
Published 01/20/2021 CytomX Therapeutics Inc. Financing, Equity Capital Markets Follow-On Offering $114.9 Million Healthcare, Biopharma Piper Sandler served as bookrunner for CytomX Therapeutics, Inc, on a follow-on offering Follow-On Offering Active Bookrunner
Published 01/19/2021 Fulcrum Therapeutics, Inc. Financing, Equity Capital Markets CMFO $50.6 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Fulcrum Therapeutics Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 01/19/2021 TCR2 Therapeutics Financing, Equity Capital Markets Follow-On Offering $140.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for TCR2 Therapeutics, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 01/19/2021 Syros Pharmaceuticals, Inc. Financing, Equity Capital Markets CMFO $75.6 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Syros Pharmaceuticals, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 01/17/2021 SolmeteX, Inc. Mergers & Acquisitions Division Carve Out Services & Industrials Piper Sandler served as sell-side advisor for Solmetex, a division of Performance Filtration Group, a portfolio company of AVALT and Gemini Investors, on sale to Avista Capital Partners Solmetex, a division of Performance Filtration Group, a portfolio company of AVALT and Gemini Investors, has been acquired by Avista Capital Partners Financial Advisor
Published 01/15/2021 Cummins-American Corp. Mergers & Acquisitions Sell-Side $190.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Cummins-American Corp., the holding company of Glenview State Bank, on sale to First Busey Corporation Cummins-American Corp., the holding company of Glenview State Bank, has been acquired by First Busey Corporation Financial Advisor
Published 01/15/2021 TowerBrook Capital Partners L.P. Mergers & Acquisitions Buy-Side Financial Services, Insurance Piper Sandler served as buy-side advisor for TowerBrook Capital Partners L.P. on acquisition of ProSight Global, Inc. TowerBrook Capital Partners L.P. has acquired ProSight Global, Inc. Financial Advisor
Published 01/15/2021 ASG, LLC Financing, Piper Sandler Finance Senior Term Loan $168.0 Million Technology, Software Piper Sandler Finance served as sole underwriter and administrative agent for ASG, LLC on a senior secured term loan, delayed draw term loan and revolver Senior Secured Term Loan
Delayed Draw Term Loan & Revolver 		Sole Underwriter
Published 01/14/2021 Driven Brands, Inc. Financing, Equity Capital Markets IPO $804.9 Million Services & Industrials Piper Sandler served as bookrunner for Driven Brands, Inc. on its initial public offering Initial Public Offering Passive Bookrunner
Published 01/14/2021 American Well Corporation Financing, Equity Capital Markets Follow-On Offering $356.7 Million Healthcare, Information-Driven Healthcare Piper Sandler served as bookrunner for American Well Corporation on a follow-on offering Follow-On Offering Active Bookrunner
Published 01/14/2021 Pasta Evangelists Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler served as sell-side advisor for Pasta Evangelists on sale to The Barilla Group Pasta Evangelists has been acquired by The Barilla Group Financial Advisor
Published 01/13/2021 PLM Operations, LLC Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler served as sell-side advisor for PLM Operations, LLC (La Michoacana), a portfolio company of Canum Capital Partners and Greyock Capital Group, on acquisition by Tropicale Foods (Helados Mexico), a portfolio company of Wind Point
 PLM Operations, LLC (La Michoacana), a portfolio company of Canum Capital Partners and Greyock Capital Group, has been acquired by Tropicale Foods (Helados Mexico), a portfolio company of Wind Point Financial Advisor
Published 01/13/2021 Lemonade Inc. Financing, Equity Capital Markets Follow-On Offering $914.6 Million Technology, Internet & Digital Media Piper Sandler served as co-manager for Lemonade, Inc. on a follow-on offering Follow-On Offering Co-Manager
Published 01/11/2021 New Era Cap Co., Inc. Mergers & Acquisitions Minority Investment Consumer Piper Sandler served as financial advisor or New Era Cap Co., Inc. on a minority capital raise Minority Investment Financial Advisor
Published 01/07/2021 Gracell Bio Financing, Equity Capital Markets IPO $240.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Gracell Biotechnologies Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 01/06/2021 Harpoon Therapeutics, Inc. Financing, Equity Capital Markets CMFO $115.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Harpoon Therapeutics, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 01/04/2021 AECOM Mergers & Acquisitions Division Carve Out Services & Industrials Piper Sandler served as sell-side advisor for AECOM on divestiture of its civil construction segment to Oroco Capital AECOM has divested its civil construction segment to Oroco Capital Financial Advisor
Published 01/04/2021 ViewRay Inc. Financing, Equity Capital Markets CMFO $57.5 Million Healthcare, Med-Tech Piper Sandler served as sole bookrunner for ViewRay Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Left Bookrunner
Published 01/04/2021 Integra LifeSciences Holdings Corporation Mergers & Acquisitions Division Carve Out $240.0 Million Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Integra LifeSciences Holding Corporation on divestiture of its Extremity Orthopedics business to Smith & Nephew plc Integra LifeSciences Holding Corporation has divested its Extremity Orthopedics business to Smith & Nephew plc Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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