Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 09/30/2020 Miami International Holdings, Inc. Financing, Equity Private Placements Preferred Equity Financial Services, FinTech Piper Sandler served as financial advisor for Miami International Holdings in its fully subscribed strategic equity rights transaction with leading equities firms to trade on MIAX PEARL Equities Preferred Equity Financial Advisor
Published 09/29/2020 South Plains Financial, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $50.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for South Plains Financial, Inc. on a $50.0 million offering of 4.50% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 09/29/2020 FG New America Acquisition Corp. Equity Capital Markets, Financing IPO $225.0 Million Financial Services, Insurance Piper Sandler served as lead bookrunner for FG New America Acquisition Corp. on its initial public offering Initial Public Offering Lead Bookrunner
Published 09/29/2020 Truxton Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $15.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Truxton Corporation on a $15.0 million offering of fixed-to-floating rate 4.50% subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 09/29/2020 Cardiff Oncology Inc. Financing, Equity Capital Markets CMFO $100.9 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Cardiff Oncology, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 09/29/2020 C&F Financial Corp. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $20.0 Million Financial Services, Depositories Piper Sandler served as financial advisor for C&F Financial Corporation on a $20.0 million offering of 4.875% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Financial Advisor
Published 09/28/2020 First Mid Bancshares, Inc. Mergers & Acquisitions Buy-Side $145.0 Million Financial Services, Depositories Piper Sandler served as buy-side advisor for First Mid Bancshares, Inc. on acquisition of LINCO Bancshares, Inc. First Mid Bancshares, Inc. has acquired LINCO Bancshares, Inc. Financial Advisor
Published 09/28/2020 The ANB Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $70.0 Million Financial Services, Depositories Piper Sandler served as lead placement agent for ANB Corporation on a $70.0 million offering of 4.00% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Joint Placement Agent
Published 09/28/2020 WinFirst Financial Corp. Mergers & Acquisitions Sell-Side $21.7 Million Financial Services, Depositories Piper Sandler served as as sell-side advisor for WinFirst Financial Corp. on sale to Summit Financial Group, Inc. WinFirst Financial Corp. has been acquired by Summit Financial Group, Inc. Financial Advisor
Published 09/25/2020 Unilever B.V. Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler served as financial advisor for Unilever on partnership with Aviko Rixona, a subsidiary of Royal Cosun Unilever has signed a strategic partnership with Aviko Rixona Financial Advisor
Published 09/25/2020 Premier Financial Corp. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $50.0 Million Financial Services, Depositories Piper Sandler served as lead initial purchaser for Premier Financial Corp. on a $50.0 million offering of 4.00% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Active Bookrunner
Published 09/24/2020 Orange County Bancorp, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Orange County Bancorp, Inc. on a $20.0 million offering of 4.25% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 09/24/2020 Fulgent Genetics, Inc. Financing, Equity Capital Markets At the Market Offering $125.0 Million Healthcare, Tools & Diagnostics Piper Sandler served as left bookrunner for Fulgent Genetics, Inc. on an ATM offering At the Market Offering Left Bookrunner
Published 09/24/2020 Graybug Vision, Inc. Financing, Equity Capital Markets IPO $103.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Graybug Vision, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 09/23/2020 Ameris Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $110.0 Million Financial Services, Depositories Piper Sandler served as bookrunner for Ameris Bancorp on a $110.0 million offering of 3.875% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Active Bookrunner
Published 09/22/2020 Landscape Workshop Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for Landscape Workshop, a portfolio company of McKinney Capital, on sale to Carousel Capital Landscape Workshop, a portfolio company of McKinney Capital, has been acquired by Carousel Capital Financial Advisor
Published 09/22/2020 Security State Bancshares Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $15.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Security State Bancshares, Inc. on a $15.0 million offering of 5.00% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 09/18/2020 Unity Technologies, Inc. Financing, Equity Capital Markets IPO $1.5 Billion Technology, Software Piper Sandler served as co-manager for Unity Technologies, Inc. on its initial public offering Initial Public Offering Co-Manager
Published 09/16/2020 Potomac Bancshares, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $10.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Potomac Bancshares, Inc. on a $10.0 million offering of 5.00% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Active Bookrunner
Published 09/16/2020 Sumo Logic, Inc. Financing, Equity Capital Markets IPO $374.4 Million Technology, Software Piper Sandler served as co-manager for Sumo Logic, Inc. on its initial public offering Initial Public Offering Co-Manager

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.