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Investment Banking Transactions
Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 12/16/2020 | Midwest Holding Inc. | Equity Capital Markets, Financing | IPO | $70.0 Million | Financial Services, Insurance | Piper Sandler served as sole bookrunner for Midwest Holding Inc. on its initial public offering | Initial Public Offering | Lead Bookrunner | |
Published | 12/15/2020 | Ocular Therapeutix, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $92.1 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Ocular Therapeutix, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 12/15/2020 | Arvinas | Financing, Equity Capital Markets | Follow-On Offering | $459.9 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Arvinas, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 12/11/2020 | Perimeter Foods (fka Italian Rose) | Financing, Debt Capital Markets | Senior Term Loan | Image
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Consumer, Food & Beverage | Piper Sandler served as sole debt placement agent for Perimeter Brands LLC, a portfolio company of Blue Point Capital Partners, LLC, on a debt capital raise | Senior Term Loan | Sole Placement Agent | |
Published | 12/11/2020 | VIVUS Inc. | Restructuring | Chapter 11 Reorganization | $270.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as investment banker for VIVUS, Inv. on its Chapter 11 Plan of Reorganization | Chapter 11 Reorganization | Financial Advisor |
Published | 12/10/2020 | Protagonist Therapeutics, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $115.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Protagonist Therapeutics, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 12/09/2020 | Rocket Pharmaceuticals, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $299.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Rocket Pharmaceuticals, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 12/09/2020 | ALX Oncology | Financing, Equity Capital Markets | Follow-On Offering | $208.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for ALX Oncology Holdings, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 12/09/2020 | Airbnb, Inc. | Financing, Equity Capital Markets | IPO | $3.8 Billion | Image
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Technology, Internet & Digital Media | Piper Sandler served as co-manager for Airbnb, Inc. on its initial public offering | Initial Public Offering | Co-Manager |
Published | 12/08/2020 | C3.ai, Inc. | Financing, Equity Capital Markets | IPO | $748.7 Million | Image
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Technology, Software | Piper Sandler served as co-manager for C3.ai, Inc. on its initial public offering | Initial Public Offering | Co-Manager |
Published | 12/08/2020 | Sutro Biopharma, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $145.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Sutro Biopharma, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 12/08/2020 | DoorDash, Inc. | Financing, Equity Capital Markets | IPO | $3.4 Billion | Image
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Technology, Internet & Digital Media | Piper Sandler served as co-manager for DoorDash, Inc. on its initial public offering | Initial Public Offering | Co-Manager |
Published | 12/08/2020 | Progenity, Inc. | Financing, Equity Capital Markets | Convertible Offering | $85.5 Million | Image
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Healthcare, Tools & Diagnostics | Piper Sandler served as sole underwriter for Progenity, Inc. on a convertible offering | Convertible Offering | Sole Underwriter |
Published | 12/07/2020 | Arcturus Therapeutics, Inc. | Financing, Equity Capital Markets | CMFO | $172.6 Million | Image
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Healthcare, Biopharma | Piper Sandler served as left bookrunner for Arcturus Therapeutics Holdings Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Left Bookrunner |
Published | 12/04/2020 | Third Coast Midstream, LLC | Mergers & Acquisitions | Division Carve Out | Image
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Energy & Power, Midstream & Downstream | Piper Sandler served as sell-side advisor for Third Coast Midstream, LLC on divestiture of its East Texas midstream business to J. Global Energy Midstream LLC | Third Coast Midstream, LLC has sold its East Texas midstream business to J. Global Energy Midstream LLC | Financial Advisor | |
Published | 12/03/2020 | 55 Institutional Partners, LLC | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Asset & Wealth Management | Piper Sandler served as sell-side advisor for 55 Institutional Partners on its sale to J.P. Morgan Asset Management |
55 Institutional Partners has been acquired by J.P. Morgan Asset Management | Financial Advisor | |
Published | 12/03/2020 | WSFS Financial Corp. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $150.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as left bookrunner for WSFS Financial Corporation on a $150.0 million offering of 2.75% fixed-to-floating rate senior note offering due in 2030 | Subordinated Debt | Lead Bookrunner |
Published | 12/03/2020 | Sunnova Energy International Inc. | Financing, Equity Capital Markets | Follow-On Offering | $297.9 Million | Image
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Energy & Power, Renewables & Clean Energy | Piper Sandler served as underwriter for Sunnova Energy International Inc. on a follow-on offering | Follow-On Offering | Co-Manager |
Published | 12/03/2020 | CB&T Holding Corporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $18.5 Million | Financial Services, Depositories | Piper Sandler served as sole placement agent for CB&T Holding Corporation on a $18.5 million offering of fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent | |
Published | 12/02/2020 | Berkshire Hills Bancorp, Inc. | Mergers & Acquisitions | Division Carve Out | Image
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Financial Services, Depositories | Piper Sandler served as as sell-side advisor for Berkshire Hills Bancorp, Inc. on divestiture of six branches in New Jersey and two branches in Pennsylvania to Investors Bancorp, Inc. | Berkshire Hills Bancorp, Inc. has divested six branches in New Jersey and two branches in Pennsylvania to Investors Bancorp, Inc. | Financial Advisor |