Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 12/16/2020 Midwest Holding Inc. Equity Capital Markets, Financing IPO $70.0 Million Financial Services, Insurance Piper Sandler served as sole bookrunner for Midwest Holding Inc. on its initial public offering Initial Public Offering Lead Bookrunner
Published 12/15/2020 Ocular Therapeutix, Inc. Financing, Equity Capital Markets Follow-On Offering $92.1 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Ocular Therapeutix, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 12/15/2020 Arvinas Financing, Equity Capital Markets Follow-On Offering $459.9 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Arvinas, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 12/11/2020 Perimeter Foods (fka Italian Rose) Financing, Debt Capital Markets Senior Term Loan Consumer, Food & Beverage Piper Sandler served as sole debt placement agent for Perimeter Brands LLC, a portfolio company of Blue Point Capital Partners, LLC, on a debt capital raise Senior Term Loan Sole Placement Agent
Published 12/11/2020 VIVUS Inc. Restructuring Chapter 11 Reorganization $270.0 Million Healthcare, Biopharma Piper Sandler served as investment banker for VIVUS, Inv. on its Chapter 11 Plan of Reorganization Chapter 11 Reorganization Financial Advisor
Published 12/10/2020 Protagonist Therapeutics, Inc. Financing, Equity Capital Markets Follow-On Offering $115.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Protagonist Therapeutics, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 12/09/2020 Airbnb, Inc. Financing, Equity Capital Markets IPO $3.8 Billion Technology, Internet & Digital Media Piper Sandler served as co-manager for Airbnb, Inc. on its initial public offering Initial Public Offering Co-Manager
Published 12/09/2020 Rocket Pharmaceuticals, Inc. Financing, Equity Capital Markets Follow-On Offering $299.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Rocket Pharmaceuticals, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 12/09/2020 ALX Oncology Financing, Equity Capital Markets Follow-On Offering $208.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for ALX Oncology Holdings, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 12/08/2020 Progenity, Inc. Financing, Equity Capital Markets Convertible Offering $85.5 Million Healthcare, Tools & Diagnostics Piper Sandler served as sole underwriter for Progenity, Inc. on a convertible offering Convertible Offering Sole Underwriter
Published 12/08/2020 DoorDash, Inc. Financing, Equity Capital Markets IPO $3.4 Billion Technology, Internet & Digital Media Piper Sandler served as co-manager for DoorDash, Inc. on its initial public offering Initial Public Offering Co-Manager
Published 12/08/2020 C3.ai, Inc. Financing, Equity Capital Markets IPO $748.7 Million Technology, Software Piper Sandler served as co-manager for C3.ai, Inc. on its initial public offering Initial Public Offering Co-Manager
Published 12/08/2020 Sutro Biopharma, Inc. Financing, Equity Capital Markets Follow-On Offering $145.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Sutro Biopharma, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 12/07/2020 Arcturus Therapeutics, Inc. Financing, Equity Capital Markets CMFO $172.6 Million Healthcare, Biopharma Piper Sandler served as left bookrunner for Arcturus Therapeutics Holdings Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Left Bookrunner
Published 12/04/2020 Third Coast Midstream, LLC Mergers & Acquisitions Division Carve Out Energy & Power, Midstream & Downstream Piper Sandler served as sell-side advisor for Third Coast Midstream, LLC on divestiture of its East Texas midstream business to J. Global Energy Midstream LLC Third Coast Midstream, LLC has sold its East Texas midstream business to J. Global Energy Midstream LLC Financial Advisor
Published 12/03/2020 WSFS Financial Corp. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $150.0 Million Financial Services, Depositories Piper Sandler served as left bookrunner for WSFS Financial Corporation on a $150.0 million offering of 2.75% fixed-to-floating rate senior note offering due in 2030 Subordinated Debt Lead Bookrunner
Published 12/03/2020 55 Institutional Partners, LLC Mergers & Acquisitions Sell-Side Financial Services, Asset & Wealth Management Piper Sandler served as sell-side advisor for 55 Institutional Partners on its sale to J.P. Morgan Asset Management
 55 Institutional Partners has been acquired by J.P. Morgan Asset Management Financial Advisor
Published 12/03/2020 Sunnova Energy International Inc. Financing, Equity Capital Markets Follow-On Offering $297.9 Million Energy & Power, Renewables & Clean Energy Piper Sandler served as underwriter for Sunnova Energy International Inc. on a follow-on offering Follow-On Offering Co-Manager
Published 12/03/2020 CB&T Holding Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $18.5 Million Financial Services, Depositories Piper Sandler served as sole placement agent for CB&T Holding Corporation on a $18.5 million offering of fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 12/02/2020 Berkshire Hills Bancorp, Inc. Mergers & Acquisitions Division Carve Out Financial Services, Depositories Piper Sandler served as as sell-side advisor for Berkshire Hills Bancorp, Inc. on divestiture of six branches in New Jersey and two branches in Pennsylvania to Investors Bancorp, Inc. Berkshire Hills Bancorp, Inc. has divested six branches in New Jersey and two branches in Pennsylvania to Investors Bancorp, Inc. Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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