Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 12/29/2020 Banesco USA Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $15.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Banesco USA on a $15.0 million offering of 5.50% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 12/29/2020 Cayuga Lake Bank Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $8.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Cayuga Lake Bank Corporation on a $8.0 million offering of 4.625% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 12/29/2020 Consumers Bancorp, Inc. Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for Consumers Bancorp, Inc. on acquisition of two branches from CF Bankshares, Inc. Consumers Bancorp, Inc. has acquired two branches from CF Bankshares, Inc. Financial Advisor
Published 12/29/2020 Veran Medical Technologies, Inc. Mergers & Acquisitions Sell-Side $340.0 Million Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Veran Medical Technologies, Inc. on sale to Olympus Corporation Veran Medical Technologies, Inc. has been acquired by Olympus Corporation Financial Advisor
Published 12/29/2020 BestReviews LLC Mergers & Acquisitions Sell-Side $160.0 Million Technology, Internet & Digital Media Piper Sandler served as sell-side advisor for BestReviews, a subsidiary of Tribune Publishing Company, on sale to Nexstar Inc., a wholly owned subsidiary of Nextstar Media Group, Inc. BestReviews, a subsidiary of Tribune Publishing Company, has been acquired by Nexstar Inc., a wholly owned subsidiary of Nextstar Media Group, Inc. Financial Advisor
Published 12/23/2020 Medallion Financial Corp. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Unsecured Debt $33.6 Million Financial Services, Depositories Piper Sandler served as lead placement agent for Medallion Financial Corp. on a $33.6 million offering of 7.50% fixed rate senior unsecured notes due in 2027 Senior Unsecured Debt Joint Placement Agent
Published 12/23/2020 First Commercial Bancshares Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $15.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for First Commercial Bancshares, Inc. on a $15.0 million offering of 5.00% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 12/23/2020 First Trust Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $21.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for First Trust Corporation on a $21.0 million offering of 5.50% fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 12/22/2020 AWP, Inc. Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for AWP, Inc., a portfolio company of The Riverside Company, on sale to Kohlberg & Company AWP, Inc., a portfolio company of The Riverside Company, has been acquired by Kohlberg & Company Financial Advisor
Published 12/22/2020 CBC Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $25.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for CBC Bancorp on a $25.0 million offering of fixed-to-floating rate subordinated notes due in 2030 Subordinated Debt Sole Placement Agent
Published 12/22/2020 Peapack-Gladstone Financial Corp. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $100.0 Million Financial Services, Depositories Piper Sandler served as lead placement agent for Peapack-Gladstone Financial Corporation on a $100.0 million offering of 3.50% fixed-to-floating rate subordinated notes offering due in 2030 Subordinated Debt Joint Placement Agent
Published 12/21/2020 eMDs Holdings Inc. Mergers & Acquisitions Sell-Side $240.0 Million Healthcare, Information-Driven Healthcare Piper Sandler served as sell-side advisor for MDs Holdings, Inc., a portfolio company of Marlin Equity Partners, on sale to Compugroup Holding USA MDs Holdings, Inc., a portfolio company of Marlin Equity Partners, has been acquired by Compugroup Holding USA Financial Advisor
Published 12/18/2020 DynaGrid Holdings, LLC Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Energy & Power Infrastructure Piper Sandler & Co. served as sell-side advisor for DynaGrid Holdings LLC, a portfolio company of CIC Partners, on sale to Brown Brothers Harriman Capital Partners. DynaGrid is the one of the largest independent providers of comprehensive transmission sub-grade and sitework services to electric utilities in Texas and surrounding states DynaGrid Holdings LLC, a portfolio company of CIC Partners, has been acquired by Brown Brothers Harriman Capital Partners Financial Advisor
Published 12/18/2020 Obsidian Insurance Holdings, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Unsecured Debt $20.0 Million Financial Services, Insurance Piper Sandler served as lead placement agent for Obsidian Insurance Holdings, Inc. on a $20.0 million offering of 6.50% fixed rate senior unsecured notes due in 2025 Senior Unsecured Debt Lead Placement Agent
Published 12/17/2020 Gamida Cell Ltd. Financing, Equity Capital Markets CMFO $74.5 Million Healthcare, Biopharma Piper Sandler served as left bookrunner for Gamida Cell Ltd. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Left Bookrunner
Published 12/16/2020 Midwest Holding Inc. Equity Capital Markets, Financing IPO $70.0 Million Financial Services, Insurance Piper Sandler served as sole bookrunner for Midwest Holding Inc. on its initial public offering Initial Public Offering Lead Bookrunner
Published 12/16/2020 Ondot Systems, Inc. Mergers & Acquisitions Sell-Side Financial Services, FinTech Piper Sandler served as as sell-side advisor for Ondot Systems, Inc. on sale to Fiserv, Inc. Ondot Systems, Inc. has has been acquired by Fiserv, Inc. Financial Advisor
Published 12/15/2020 Arvinas Financing, Equity Capital Markets Follow-On Offering $459.9 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Arvinas, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 12/15/2020 Ocular Therapeutix, Inc. Financing, Equity Capital Markets Follow-On Offering $92.1 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Ocular Therapeutix, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 12/11/2020 VIVUS Inc. Restructuring Chapter 11 Reorganization $270.0 Million Healthcare, Biopharma Piper Sandler served as investment banker for VIVUS, Inv. on its Chapter 11 Plan of Reorganization Chapter 11 Reorganization Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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