Image
Investment Banking Transactions
Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
---|---|---|---|---|---|---|---|---|---|---|
Published | 11/02/2020 | KPS Capital Partners, LP | Mergers & Acquisitions | Buy-Side | Image
Image
|
Energy & Power, Oilfield Services & Equipment | Piper Sandler served as buy-side advsior for Lufkin Industries, a portfolio company of KPS Capital Partners, LP, on acquisition of the North American Land Rod Lift Business of Schlumberger. Lufkin is leading provider of rod lift and also provides other artificial lift solutions | Lufkin Industries, a portfolio company of KPS Capital Partners, has acquired the North American Land Rod Lift Business of Schlumberger | Financial Advisor | |
Published | 11/01/2020 | Callodine | Private Capital Advisory, Capital Solutions | Capital Solutions | $400.0 Million | Image
Image
Image
|
Private Capital Advisory | Piper Sandler served as sole placement agent for Callodine Group on its acquisition of Gordon Brothers Finance Company from BlackRock's BDC | Callodine Group acquired Gordon Brothers Finance, a portfolio company of BlackRock | Sole Placement Agent |
Published | 10/30/2020 | Olympus Corporation | Mergers & Acquisitions | Buy-Side | Image
Image
|
Healthcare, Med-Tech | Piper Sandler served as buy-side advisor for Olympus Corporation on acquisition of FH Orthopedics SAS, excluding the FH spine business | Olympus Corporation has acquired FH Orthopedics SAS | Financial Advisor | |
Published | 10/30/2020 | Express Bolt & Gasket, LLC | Mergers & Acquisitions | Sell-Side | Image
|
Energy & Power, Oilfield Services & Equipment | Piper Sandler served as financial advisor for Express Bolt & Gasket, LLC on a majority investment from WPM Capital Partners, LLC. Express manufactures mission-critical bolts and specialty threaded connectors for use in a wide variety of applications in the energy industry | Express Bolt & Gasket, LLC has received a majority investment from WPM Capital Partners, LLC | Financial Advisor | |
Published | 10/30/2020 | North State Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $18.0 Million | Image
|
Financial Services, Depositories | Piper Sandler served as sole placement agent for North State Bancorp on its $18.0 million offering of 4.125% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent |
Published | 10/28/2020 | Sterling Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $225.0 Million | Image
|
Financial Services, Depositories | Piper Sandler served as lead bookrunner for Sterling Bancorp on an offering of $225.0 million of 3.875% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Lead Bookrunner |
Published | 10/28/2020 | Leslie's, Inc. | Financing, Equity Capital Markets | IPO | $782.0 Million | Image
|
Consumer, Retail & Disruptive Commerce | Piper Sandler served as co-manager for Leslie's, Inc. on its initial public offering | Initial Public Offering | Co-Manager |
Published | 10/27/2020 | Mirati Therapeutics, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $1.0 Billion | Image
|
Healthcare, Biopharma | Piper Sandler served as bookrunner for Mirati Therapeutics, Inc. on a follow-on offering | Follow-On Offering | Passive Bookrunner |
Published | 10/27/2020 | EQT Corporation | Financing, Equity Capital Markets | Follow-On Offering | $310.0 Million | Image
|
Energy & Power, Upstream | Piper Sandler served as co-manager for EQT Corporation on a follow-on offering | Follow-On Offering | Co-Manager |
Published | 10/26/2020 | First Internet Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $10.0 Million | Image
|
Financial Services, Depositories | Piper Sandler served as financial advisor for First Internet Bancorp on a $10.0 million offering of 6.00% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Financial Advisor |
Published | 10/26/2020 | Equity Bancshares, Inc. | Mergers & Acquisitions | Buy-Side | Image
Image
|
Financial Services, Depositories | Piper Sandler served as buy-side advisor for Equity Bancshares, Inc. on an FDIC-Assisted acquisition of all deposits and certain assets of Almena State Bank | Equity Bancshares, Inc. has acquired all deposits and certain assets of Almena State Bank in an FDIC-Assisted transaction | Financial Advisor | |
Published | 10/26/2020 | ConnectOne Bancorp, Inc. | Mergers & Acquisitions | Division Carve Out | Image
Image
|
Financial Services, Depositories | Piper Sandler served as as sell-side advisor for ConnectOne Bancorp, Inc. on divestiture of two branches in New York to Rhinebeck Bancorp, Inc. | ConnectOne Bancorp, Inc. has divested two branches in New York to Rhinebeck Bancorp, Inc. | Financial Advisor | |
Published | 10/23/2020 | Birch Benders Inc. | Mergers & Acquisitions | Sell-Side | Image
Image
Image
|
Consumer, Food & Beverage | Piper Sandler served as sell-side advisor for Birch Benders on sale to Sovos Brands, a portfolio company of Advent International | Birch Benders has been acquired by Sovos Brands, a portfolio company of Advent International | Financial Advisor | |
Published | 10/22/2020 | Fulton Financial Corporation | Equity Capital Markets, Financing | Preferred Stock | $200.0 Million | Image
|
Financial Services, Depositories | Piper Sandler served as bookrunner for Fulton Financial Corporation on an offering of fixed rate non-cumulative perpetual preferred stock | Preferred Stock | Active Bookrunner |
Published | 10/22/2020 | Centerbridge Partners, L.P. | Mergers & Acquisitions | Buy-Side | Image
Image
Image
Image
|
Financial Services, FinTech | Piper Sandler served as buy-side advisor for Centerbridge Partners, L.P. on its majority equity investment in holding company Syncapay to combine North Lane Technologies (formerly Wirecard North America) and daVinci Payments | Centerbridge Partners, L.P. has made a majority equity investment in holding company Syncapay to combine North Lane Technologies and daVinci Payments | Financial Advisor | |
Published | 10/22/2020 | Milestone Pharmaceuticals Inc. | Financing, Equity Capital Markets | CMFO | $51.7 Million | Image
|
Healthcare, Biopharma | Piper Sandler served as bookrunner for Milestone Pharmaceuticals, Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 10/22/2020 | Synovus Financial Corp. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | Image
|
Financial Services, Depositories | Piper Sandler served as bookrunner for Synovus Financial Corp. on its $200.0 million offering of fixed-to-fixed rate subordinated notes due in 2030 | Subordinated Debt | Active Bookrunner | |
Published | 10/21/2020 | McAfee Corp. | Financing, Equity Capital Markets | IPO | $740.0 Million | Image
|
Technology, Software | Piper Sandler served as co-manager for McAfee Corp. on its initial public offering | Initial Public Offering | Co-Manager |
Published | 10/21/2020 | Aptinyx Inc. | Financing, Equity Capital Markets | Follow-On Offering | $48.3 Million | Image
|
Healthcare, Biopharma | Piper Sandler served as bookrunner for Aptinyx, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 10/21/2020 | Accolade, Inc | Financing, Equity Capital Markets | Follow-On Offering | $221.3 Million | Image
|
Healthcare, Information-Driven Healthcare | Piper Sandler served as bookrunner for Accolade, Inc. on a follow-on offering | Follow-On Offering | Passive Bookrunner |