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Investment Banking Transactions
Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 10/05/2020 | Patriot Well Services LLC | Mergers & Acquisitions | Division Carve Out | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for Patriot Well Solutions LLC on divestiture of material assets to White Deer Energy L.P. II in a going-concern sale as part of Patriot’s voluntary Chapter 11 bankruptcy proceedings | Patriot Well Solutions LLC has divested material assets to White Deer Energy L.P. II | Financial Advisor | |
Published | 10/05/2020 | Piedmont Bancorp, Inc. | Mergers & Acquisitions | Buy-Side | Image
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Financial Services, Depositories | Piper Sandler served as buy-side advisor for Piedmont Bancorp, Inc. on acquisition of WestSide Bank | Piedmont Bancorp, Inc. has acquired WestSide Bank | Financial Advisor | |
Published | 10/02/2020 | Spectrum Automotive Holdings | Mergers & Acquisitions | Buy-Side | Image
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Financial Services, Insurance | Piper Sandler served as buy-side advisor for Spectrum Automotive Holdings on acquisition of Milestone Marketing Solutions, LLC | Spectrum Automotive Holdings has acquired Milestone Marketing Solutions, LLC | Financial Advisor | |
Published | 10/02/2020 | Grammer Logistics Inc. | Mergers & Acquisitions | Division Carve Out | Image
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Services & Industrials | Piper Sandler served as sell-side advisor for Grammer Logistics, Inc. on sale of its dry bulk division to Bulk Transport Company East, Inc., a subsidiary of TFI International | Grammer Logistics, Inc. has sold its dry bulk division to Bulk Transport Company East, Inc., a subsidiary of TFI International | Financial Advisor | |
Published | 10/01/2020 | Hoover Ferguson Group, Inc. | Financing, Debt Capital Markets | Second Lien Debt | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sole placement agent for Hoover Ferguson Group, Inc., a portfolio company of First Reserve Management, L.P., on the raise of a First Lien Term Loan and a Second Lien Term Loan | 1st and 2nd Lien Term Loans | Sole Placement Agent | |
Published | 10/01/2020 | Oncorus, Inc. | Financing, Equity Capital Markets | IPO | $98.3 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Oncorus, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
Published | 10/01/2020 | Signature Bank | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $375.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as initial purchaser for Signature Bank on a $375.0 million offering of 4.00% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Active Bookrunner |
Published | 10/01/2020 | Fauquier Bankshares | Mergers & Acquisitions | Sell-Side | $63.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as as sell-side advisor for Fauquier Bankshares, Inc. on sale to Virginia National Bankshares Corporation | Fauquier Bankshares, Inc. has been acquired by Virginia National Bankshares Corporation | Financial Advisor |
Published | 10/01/2020 | First Mid Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $96.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as lead bookrunner for First Mid Bancshares, Inc. on a $96.0 million offering of 3.95% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Lead Bookrunner |
Published | 09/30/2020 | Asana, Inc. | Financing, Equity Capital Markets | Advisory | $810.8 Million | Image
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Technology, Software | Piper Sandler served as financial advisor to Asana, Inc. on its direct listing initial public offering | Direct Listing Initial Public Offering | Financial Advisor |
Published | 09/30/2020 | Artera Services, LLC | Mergers & Acquisitions | Buy-Side | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as buy-side advisor for Artera Services, LLC (fka PowerTeam Services), a portfolio company of Clayton, Dubilier & Rice, on acquisition of Otis Eastern Service, LLC | Artera Services, LLC has acquired Otis Eastern Service, LLC | Financial Advisor | |
Published | 09/30/2020 | Miami International Holdings, Inc. | Financing, Equity Private Placements | Preferred Equity | Image
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Financial Services, FinTech | Piper Sandler served as financial advisor for Miami International Holdings in its fully subscribed strategic equity rights transaction with leading equities firms to trade on MIAX PEARL Equities | Preferred Equity | Financial Advisor | |
Published | 09/30/2020 | Midwestern Bio-Ag | Mergers & Acquisitions | Strategic Advisory | Image
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Consumer, Agriculture, Biorenewables & Cannabis | Piper Sandler served as financial advisor for Midwestern Bio Ag on receiving a control equity investment from Skyline Global Partners | Midwestern Bio Ag has received a control equity investment from Skyline Global Partners | Financial Advisor | |
Published | 09/30/2020 | Gridiron Capital | Mergers & Acquisitions | Buy-Side | Image
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Consumer, Diversified Consumer Products | Piper Sandler served as buy-side advisor for Gridiron Capital on acquisition of Cubii | Gridiron Capital has acquired Cubii | Financial Advisor | |
Published | 09/30/2020 | Arena Finance LLC | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Senior Secured Debt | $45.0 Million | Image
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Financial Services, FinTech | Piper Sandler served as sole placement agent for Arena Finance II LLC on an offering of $45.0 million of senior secured notes due in 2025 | Senior Secured Debt | Sole Placement Agent |
Published | 09/29/2020 | C&F Financial Corp. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $20.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as financial advisor for C&F Financial Corporation on a $20.0 million offering of 4.875% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Financial Advisor |
Published | 09/29/2020 | Truxton Corporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $15.0 Million | Financial Services, Depositories | Piper Sandler served as sole placement agent for Truxton Corporation on a $15.0 million offering of fixed-to-floating rate 4.50% subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent | |
Published | 09/29/2020 | FG New America Acquisition Corp. | Equity Capital Markets, Financing | IPO | $225.0 Million | Image
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Financial Services, Insurance | Piper Sandler served as lead bookrunner for FG New America Acquisition Corp. on its initial public offering | Initial Public Offering | Lead Bookrunner |
Published | 09/29/2020 | South Plains Financial, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $50.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for South Plains Financial, Inc. on a $50.0 million offering of 4.50% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent |
Published | 09/29/2020 | Cardiff Oncology Inc. | Financing, Equity Capital Markets | CMFO | $100.9 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Cardiff Oncology, Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Active Bookrunner |