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Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 06/26/2020 | Heartland Financial USA, Inc. | Equity Capital Markets, Financing | Preferred Stock | $115.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as bookrunner for Heartland Financial USA, Inc. on an offering of fixed-rate reset Non-Cumulative Perpetual Preferred Stock | Preferred Stock | Active Bookrunner |
Published | 06/25/2020 | Akouos, Inc. | Financing, Equity Capital Markets | IPO | $212.5 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Akouos, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
Published | 06/25/2020 | TELA Bio, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $48.0 Million | Image
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Healthcare, Med-Tech | Piper Sandler served as bookrunner for TELA Bio, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 06/25/2020 | 1Life Healthcare, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $257.3 Million | Image
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Healthcare, Information-Driven Healthcare | Piper Sandler served as bookrunner for 1Life Healthcare, Inc. on a follow-on offering | Follow-On Offering | Passive Bookrunner |
Published | 06/25/2020 | Delmar Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $17.8 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Delmar Bancorp on a $17.8 million offering of fixed-to-floating rate subordinated notes | Subordinated Debt | Sole Placement Agent |
Published | 06/24/2020 | NantKwest (acquired by ImmunityBio) | Financing, Equity Capital Markets | CMFO | $80.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as left bookrunner for NantKwest, Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Left Bookrunner |
Published | 06/23/2020 | Palomar Holdings, Inc. | Equity Capital Markets, Financing | Follow-On Offering | $82.0 Million | Image
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Financial Services, Insurance | Piper Sandler served as bookrunner for Palomar Holdings, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 06/20/2020 | Arcline Investment Management | Mergers & Acquisitions | Buy-Side | Image
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Healthcare, Med-Tech | Piper Sandler served as buy-side advisor for Arcline Investment Management on acquisition of Glebar Company Inc, a portfolio company of Grace Cap Investors | Arcline Investment Management has acquired Glebar Company Inc, a portfolio company of Grace Cap Investors | Financial Advisor | |
Published | 06/19/2020 | Progenity, Inc. | Financing, Equity Capital Markets | IPO | $100.0 Million | Image
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Healthcare, Tools & Diagnostics | Piper Sandler served as left bookrunner for Progenity, Inc. on its initial public offering | Initial Public Offering | Left Bookrunner |
Published | 06/18/2020 | Kiran Global Chems Limited | Mergers & Acquisitions | Division Carve Out | Image
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Chemicals | Piper Sandler served as sell-side advisor for Kiran Global on divestiture of Allied Silica to Tata Chemicals | Kiran Global has divested Allied Silica to Tata Chemicals | Financial Advisor | |
Published | 06/18/2020 | LastLine, Inc. | Mergers & Acquisitions | Sell-Side | $160.0 Million | Image
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Technology, Software | Piper Sandler served as sell-side advisor for LastLine, Inc. on sale to Vmware, Inc. | LastLine, Inc. has been acquired by Vmware, Inc. | Financial Advisor |
Published | 06/18/2020 | Repare Therapeutics Inc. | Financing, Equity Capital Markets | IPO | $220.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Repare Therapeutics, Inc. on its initial public offering | Initial Public Offering | Passive Bookrunner |
Published | 06/17/2020 | OrthoPediatrics Corp. | Financing, Equity Capital Markets | CMFO | $86.5 Million | Image
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Healthcare, Med-Tech | Piper Sandler served as left bookrunner for OrthoPediatrics Corp. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Left Bookrunner |
Published | 06/17/2020 | Leap Therapeutics | Financing, Equity Capital Markets | CMFO | $40.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Leap Therapeutics, Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 06/16/2020 | NBT Bancorp, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $100.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as bookrunner for NBT Bancorp, Inc. on a $100 million offering of 5.00% fixed-to-floating rate subordinated notes offering due in 2030 | Subordinated Debt | Active Bookrunner |
Published | 06/11/2020 | Alpine Banks of Colorado | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $50.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent to Alpine Banks of Colorado on a private placement of $50.0 million of subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent |
Published | 06/11/2020 | Bill.com, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $614.8 Million | Image
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Technology, Software | Piper Sandler served as co-manager for Bill.com Holdings, Inc. on a follow-on offering | Follow-On Offering | Co-Manager |
Published | 06/11/2020 | Concho Resources Inc. | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Midstream & Downstream | Piper Sandler served as exclusive financial advisor to Concho Resources Inc. on the expansion of its joint venture with Solaris Water Midstream, LLC. Together they extended and increased the scope of their long-term produced water management agreement to include all of Concho’s acreage in Lea County, NM | Concho Resources Inc. has expanded its joint venture with Solaris Water Midstream, LLC | Financial Advisor | |
Published | 06/10/2020 | ChemoCentryx, Inc. | Financing, Equity Capital Markets | CMFO | $346.8 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for ChemoCentryx, Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 06/10/2020 | Great Southern Bancorp, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $75.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as joint bookrunner for Great Southern Bancorp, Inc. on a $75.0 million offering of 5.50% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Active Bookrunner |
Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.