Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	07/23/2020	Nurix Inc.	Financing, Equity Capital Markets	IPO	$238.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Nurix Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/23/2020	Inozyme Pharma, Inc.	Financing, Equity Capital Markets	IPO	$128.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Inozyme Pharma, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/23/2020	iTeos Therapeutics SA	Financing, Equity Capital Markets	IPO	$229.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for iTeos Therapeutics on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/21/2020	JAMF Software, LLC	Financing, Equity Capital Markets	IPO	$538.2 Million	Image	Technology, Software	Piper Sandler served as co-manager for Jamf Software, LLC on its initial public offering	Initial Public Offering	Co-Manager
Published	07/21/2020	Cytokinetics, Incorporated	Financing, Equity Capital Markets	Follow-On Offering	$201.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for CytoKinetics, Incorporated on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	07/20/2020	RTI Surgical Inc.	Mergers & Acquisitions	Division Carve Out	$440.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for RTI Surgical Holdings, Inc. on divestiture of its OEM business Montagu Private Equity	RTI Surgical Holdings, Inc. has divested its OEM business to Montagu Private Equity	Financial Advisor
Published	07/20/2020	ImmunoVaccine (IMV, Inc.)	Financing, Equity Capital Markets	At the Market Offering	$30.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for ImmunoVaccine on an ATM offering	At the Market Offering	Active Bookrunner
Published	07/16/2020	ALX Oncology	Financing, Equity Capital Markets	IPO	$185.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for ALX Oncology Holdings Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/15/2020	Aptose Biosciences Inc.	Financing, Equity Capital Markets	CMFO	$62.2 Million	Image	Healthcare, Biopharma	Piper Sandler served as sole bookrunner for Aptose Biosciences Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	07/15/2020	Parke Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Parke Bancorp on a $30.0 million offering of 6.50% fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	07/14/2020	Zynex, Inc.	Financing, Equity Capital Markets	CMFO	$55.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as left bookrunner for Zynex, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	07/14/2020	RouteMatch Software, Inc.	Mergers & Acquisitions	Sell-Side	$114.0 Million	Image Image	Technology, Software	Piper Sandler served as sell-side advisor for Routematch Software, Inc. on sale to Uber Technologies, Inc.	Routematch Software, Inc. has been acquired by Uber Technologies, Inc.	Financial Advisor
Published	07/13/2020	Altimmune, Inc.	Financing, Equity Capital Markets	CMFO	$115.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Altimmune, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	07/13/2020	nCino, Inc.	Equity Capital Markets, Financing	IPO	$250.0 Million	Image	Financial Services, FinTech	Piper Sandler served as bookrunner for nCino, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/09/2020	Otonomy, Inc.	Financing, Equity Capital Markets	CMFO	$69.1 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Otonomy, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	07/09/2020	GHI Energy, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Renewables & Clean Energy	Piper Sandler served as sell-side advisor for GHI Energy, LLC on sale to UGI Energy Services, LLC	GHI Energy, LLC has been acquired by UGI Energy Services, LLC	Financial Advisor
Published	07/09/2020	Poseida Therapeutics, Inc.	Financing, Equity Capital Markets	IPO	$224.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Poseida Therapeutics, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/08/2020	Ping Identity Corporation	Financing, Equity Capital Markets	Follow-On Offering	$330.4 Million	Image	Technology, Software	Piper Sandler served as co-manager for Ping Identity Holding Corp. on a follow-on offering	Follow-On Offering	Co-Manager
Published	07/07/2020	Enterprise Bancorp Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$60.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Enterprise Bancorp, Inc. on an offering of $60 million of 5.25% fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	07/07/2020	Midwest BankCentre, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$26.8 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Midwest BankCentre, Inc. on a $26.75 million offering of fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent