Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 04/01/2020 U.S. Well Services, Inc. Financing, Debt Capital Markets Preferred Equity $21.0 Million Energy & Power, Oilfield Services & Equipment Piper Sandler served as financial advisor for for the Special Committee of the Board of Directors of U.S. Well Services, Inc. on a Series B Redeemable Convertible Preferred Stock offering through a private placement with institutional investors. USWS is a publicly traded provider of high-pressure hydraulic fracturing services in unconventional oil and natural gas basins Private Placement of Preferred Equity and Amended Credit Facility Financial Advisor
Published 04/01/2020 Synthomer USA LLC Mergers & Acquisitions Buy-Side $824.0 Million Chemicals Piper Sandler served as buy-side advisor for Synthomer USA LLC on acquisition of OMNOVA Solutions Inc. Synthomer USA LLC has acquired OMNOVA Solutions Inc. Financial Advisor
Published 04/01/2020 CommoditAg Mergers & Acquisitions Sell-Side Consumer, Agriculture, Biorenewables & Cannabis Piper Sandler served as sell-side advisor for CommoditAg on sale to Farmers Edge Inc. CommoditAg has been acquired by Farmers Edge Inc. Financial Advisor
Published 04/01/2020 Plains All American Pipeline, LP Mergers & Acquisitions Division Carve Out $160.0 Million Energy & Power, Midstream & Downstream Piper Sandler served as sell-side advisor for Plains All American Pipeline, LP on divestiture of NGL Terminalling assets to Crestwood Equity Partners, LP Plains All American Pipeline, LP has divested NGL Terminalling assets to Crestwood Equity Partners, LP Financial Advisor
Published 04/01/2020 J M Smith Corporation Mergers & Acquisitions Division Carve Out Healthcare, Information-Driven Healthcare Piper Sandler served as sell-side advisor for J M Smith Corporation on its sale of its technology and services division, Smithtech Ltd., now called redSail Technologies, to Francisco Partners Management, L.P J M Smith Corporation has divested its technology and services division, Smithtech Ltd., to Francisco Partners Management, L.P Financial Advisor
Published 03/31/2020 Millennium Consolidated Holdings Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $25.0 Million Financial Services, FinTech Piper Sandler served as sole placement agent for Millennium Consolidated Holdings LLC on a private placement of $25.0 million of 7.50% senior notes due in 2025 Senior Notes Sole Placement Agent
Published 03/31/2020 Engenium Chemicals Corporation Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Engenium Chemicals Corporation on to sale 2061600 Alberta LTD. Engenium is a leading Canadian manufacturer, blender and distributor of oilfield chemicals used in drilling, completions and production Engenium Chemicals Corporation has been acquired by 2061600 Alberta LTD Financial Advisor
Published 03/31/2020 Estancia Capital Management, LLC Mergers & Acquisitions Buy-Side Financial Services, Asset & Wealth Management Piper Sandler served as buy-side advisor for North Square Investments, LLC, a portfolio company of Estancia Capital Partners, on acquisition of C.S. McKee L.P.
 North Square Investments, LLC, a portfolio company of Estancia Capital Partners, has acquired C.S. McKee L.P Financial Advisor
Published 03/31/2020 Princeton Alternative Funding, LLC Restructuring Chapter 11 Reorganization $100.0 Million Financial Services Piper Sandler served as investment banker for the trustee in the Princeton Alternative Funding, LLC Chapter 11 reorganization Chapter 11 Reorganization Financial Advisor
Published 03/31/2020 Estancia Capital Management, LLC Mergers & Acquisitions Buy-Side $73.6 Million Financial Services, Asset & Wealth Management Piper Sandler served as buy-side advisor for Estancia Capital Management, LLC and management team of Estancia Capital Management, LLC on acquisition of Geneva Capital Management, LLC from Janus Henderson Group plc and Bruce Koepfgen in a management buyout Estancia Capital Management, LLC and management team of Estancia Capital Management, LLC have acquired Geneva Capital Management, LLC from Janus Henderson Group plc and Bruce Koepfgen Financial Advisor
Published 03/31/2020 EC-OG Financing, Debt Capital Markets Preferred Equity Energy & Power, Renewables & Clean Energy Piper Sandler served as financial advisor for EC-OG on secured funding from a consortium of investors including Par Equity LLP, Orchard Venture Capital Limited and Scottish Enterprise. This funding will enable the company to fully commercialise its subsea battery storage "Halo" technology. EC-OG specialises in the development of solutions for the provision of autonomous electrical power to subsea assets EC-OG secured funding from a consortium of investors including Par Equity LLP, Orchard Venture Capital Limited and Scottish Enterprise Financial Advisor
Published 03/31/2020 Trevi Finanziaria Industriale SpA Mergers & Acquisitions Division Carve Out Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Trevi Finanziaria Industriale SpA on sale of subsidiary Drillmec SpA to Megha Engineering Infrastructures Limited. Drillmec is an internationally recognised designer, manufacturer and supplier of drilling equipment and technologies, rigs, rig packages and associated services Trevi Finanziaria Industriale SpA has sold Drillmec SpA to Megha Engineering Infrastructures Limited Financial Advisor
Published 03/31/2020 Centurion American Development Group Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $35.4 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Centurion American Development Group, LLC on a private placement of $35.4 million of 7.25% senior notes due in 2024 Senior Notes Sole Placement Agent
Published 03/19/2020 AFLAC Inc. Mergers & Acquisitions Buy-Side Financial Services, Insurance Piper Sandler served as buy-side advisor for Aflac Incorporated on acquisition of Zurich North America's U.S. Corporate Life and Pensions Business Aflac Incorporated has acquired Zurich North America's U.S. Corporate Life and Pensions Business Financial Advisor
Published 03/18/2020 The Habit Restaurants, Inc. Mergers & Acquisitions Sell-Side $384.7 Million Consumer, Restaurants Piper Sandler served as sell-side for The Habit Restaurants, Inc. on sale to Yum! Brands The Habit Restaurants, Inc. has been acquired by Yum! Brands Financial Advisor
Published 03/10/2020 The Staywell Company, LLC Mergers & Acquisitions Sell-Side Healthcare, Information-Driven Healthcare Piper Sandler served as sell-side advisor for The StayWell Company, LLC, a subsidiary of Merck & Co., Inc. and portfolio company of Vestar Capital Partners, on its sale to WebMD Health Corp. The StayWell Company, LLC, a subsidiary of Merck & Co., Inc. and portfolio company of Vestar Capital Partners, has been acquired by WebMD Health Corp. Financial Advisor
Published 03/09/2020 Three Shores Bancorporation, Inc. Mergers & Acquisitions Sell-Side $180.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Three Shores Bancorporation, Inc. has has been acquired by United Community Banks, Inc. Three Shores Bancorporation, Inc. has been acquired by United Community Banks, Inc. Financial Advisor
Published 03/06/2020 Carroll Bancorp, Inc. Mergers & Acquisitions Sell-Side $25.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Carroll Bancorp, Inc. on sale to Farmers and Merchants Bancshares, Inc. Carroll Bancorp, Inc. has been acquired by Farmers and Merchants Bancshares, Inc. Financial Advisor
Published 03/05/2020 First Citizens Bancshares, Inc. Equity Capital Markets, Financing Preferred Stock $345.0 Million Financial Services, Depositories Piper Sandler served as bookrunner for First Citizens BancShares, Inc. on a fixed-rate non-cumulative perpetual preferred offering Preferred Stock Active Bookrunner
Published 03/04/2020 Arbor Realty Trust, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $275.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a private placement of $275.0 million of 7.25% Senior Notes due in 2027 Senior Notes Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.

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