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Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 04/16/2020 | Porton Biopharma Limited | Mergers & Acquisitions | Strategic Advisory | Image
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Healthcare, Biopharma | Piper Sandler served as exclusive financial advisor for Porton Biopharma Limited on the execution of an exclusive licence agreement for worldwide marketing, sales and distribution of Erwinaze/Erwinase, a commercial biopharmaceutical product, to Clinigen Group plc | Porton Biopharma Limited has executed an exclusive licence agreement for worldwide marketing, sales and distribution of Erwinaze/Erwinase to Clinigen Group plc | Financial Advisor | |
Published | 04/08/2020 | Health Catalyst, Inc. | Financing, Equity Capital Markets | Convertible Offering | $200.0 Million | Image
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Healthcare, Information-Driven Healthcare | Piper Sandler served as co-manager for Health Catalyst, Inc. on a convertible offering | Convertible Offering | Co-Manager |
Published | 04/08/2020 | SVM, LP | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, FinTech | Piper Sandler served as sell-side advisor for SVM, LP on sale to Blackhawk Network Holdings, Inc., a portfolio company of Silver Lake Partners | SVM, LP has has been acquired by Blackhawk Network Holdings, Inc., a portfolio company of Silver Lake Partners | Financial Advisor | |
Published | 04/07/2020 | The Farmington Company | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | Piper Sandler served as sell-side advisor for The Farmington Company in sale to AON | The Farmington Company has been acquired by AON | Financial Advisor | |
Published | 04/07/2020 | Keros Therapeutics | Financing, Equity Capital Markets | IPO | $96.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Keros Therapeutics on its initial public offering | Initial Public Offering | Active Bookrunner |
Published | 04/04/2020 | Great Ajax Corp | Equity Capital Markets, Financing | Preferred Stock | $80.0 Million | Image
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Financial Services, Diversified Financials | Piper Sandler served as financial advisor for Great Ajax Corp. on a private placement of preferred stock and warrants | Preferred Stock | Financial Advisor |
Published | 04/02/2020 | Windjammer Capital Investors | Mergers & Acquisitions | Buy-Side | Image
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Services & Industrials | Piper Sandler served as exclusive financial advisor to Windjammer Capital Investors on acquisition of Compex Legal Services Inc. | Windjammer Capital Investors has acquired Compex Legal Services Inc. | Financial Advisor | |
Published | 04/01/2020 | Plains All American Pipeline, LP | Mergers & Acquisitions | Division Carve Out | $160.0 Million | Image
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Energy & Power, Midstream & Downstream | Piper Sandler served as sell-side advisor for Plains All American Pipeline, LP on divestiture of NGL Terminalling assets to Crestwood Equity Partners, LP | Plains All American Pipeline, LP has divested NGL Terminalling assets to Crestwood Equity Partners, LP | Financial Advisor |
Published | 04/01/2020 | U.S. Well Services, Inc. | Financing, Debt Capital Markets | Preferred Equity | $21.0 Million | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as financial advisor for for the Special Committee of the Board of Directors of U.S. Well Services, Inc. on a Series B Redeemable Convertible Preferred Stock offering through a private placement with institutional investors. USWS is a publicly traded provider of high-pressure hydraulic fracturing services in unconventional oil and natural gas basins | Private Placement of Preferred Equity and Amended Credit Facility | Financial Advisor |
Published | 04/01/2020 | CommoditAg | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Agriculture, Biorenewables & Cannabis | Piper Sandler served as sell-side advisor for CommoditAg on sale to Farmers Edge Inc. | CommoditAg has been acquired by Farmers Edge Inc. | Financial Advisor | |
Published | 04/01/2020 | J M Smith Corporation | Mergers & Acquisitions | Division Carve Out | Image
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Healthcare, Information-Driven Healthcare | Piper Sandler served as sell-side advisor for J M Smith Corporation on its sale of its technology and services division, Smithtech Ltd., now called redSail Technologies, to Francisco Partners Management, L.P | J M Smith Corporation has divested its technology and services division, Smithtech Ltd., to Francisco Partners Management, L.P | Financial Advisor | |
Published | 04/01/2020 | Synthomer USA LLC | Mergers & Acquisitions | Buy-Side | $824.0 Million | Image
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Chemicals | Piper Sandler served as buy-side advisor for Synthomer USA LLC on acquisition of OMNOVA Solutions Inc. | Synthomer USA LLC has acquired OMNOVA Solutions Inc. | Financial Advisor |
Published | 03/31/2020 | Estancia Capital Management, LLC | Mergers & Acquisitions | Buy-Side | Image
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Financial Services, Asset & Wealth Management | Piper Sandler served as buy-side advisor for North Square Investments, LLC, a portfolio company of Estancia Capital Partners, on acquisition of C.S. McKee L.P. |
North Square Investments, LLC, a portfolio company of Estancia Capital Partners, has acquired C.S. McKee L.P | Financial Advisor | |
Published | 03/31/2020 | Millennium Consolidated Holdings | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Senior Notes | $25.0 Million | Financial Services, FinTech | Piper Sandler served as sole placement agent for Millennium Consolidated Holdings LLC on a private placement of $25.0 million of 7.50% senior notes due in 2025 | Senior Notes | Sole Placement Agent | |
Published | 03/31/2020 | Estancia Capital Management, LLC | Mergers & Acquisitions | Buy-Side | $73.6 Million | Image
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Financial Services, Asset & Wealth Management | Piper Sandler served as buy-side advisor for Estancia Capital Management, LLC and management team of Estancia Capital Management, LLC on acquisition of Geneva Capital Management, LLC from Janus Henderson Group plc and Bruce Koepfgen in a management buyout | Estancia Capital Management, LLC and management team of Estancia Capital Management, LLC have acquired Geneva Capital Management, LLC from Janus Henderson Group plc and Bruce Koepfgen | Financial Advisor |
Published | 03/31/2020 | Engenium Chemicals Corporation | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for Engenium Chemicals Corporation on to sale 2061600 Alberta LTD. Engenium is a leading Canadian manufacturer, blender and distributor of oilfield chemicals used in drilling, completions and production | Engenium Chemicals Corporation has been acquired by 2061600 Alberta LTD | Financial Advisor | |
Published | 03/31/2020 | Princeton Alternative Funding, LLC | Restructuring | Chapter 11 Reorganization | $100.0 Million | Image
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Financial Services | Piper Sandler served as investment banker for the trustee in the Princeton Alternative Funding, LLC Chapter 11 reorganization | Chapter 11 Reorganization | Financial Advisor |
Published | 03/31/2020 | EC-OG | Financing, Debt Capital Markets | Preferred Equity | Image
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Energy & Power, Renewables & Clean Energy | Piper Sandler served as financial advisor for EC-OG on secured funding from a consortium of investors including Par Equity LLP, Orchard Venture Capital Limited and Scottish Enterprise. This funding will enable the company to fully commercialise its subsea battery storage "Halo" technology. EC-OG specialises in the development of solutions for the provision of autonomous electrical power to subsea assets | EC-OG secured funding from a consortium of investors including Par Equity LLP, Orchard Venture Capital Limited and Scottish Enterprise | Financial Advisor | |
Published | 03/31/2020 | Trevi Finanziaria Industriale SpA | Mergers & Acquisitions | Division Carve Out | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for Trevi Finanziaria Industriale SpA on sale of subsidiary Drillmec SpA to Megha Engineering Infrastructures Limited. Drillmec is an internationally recognised designer, manufacturer and supplier of drilling equipment and technologies, rigs, rig packages and associated services | Trevi Finanziaria Industriale SpA has sold Drillmec SpA to Megha Engineering Infrastructures Limited | Financial Advisor | |
Published | 03/31/2020 | Centurion American Development Group | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $35.4 Million | Image
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Financial Services, Real Estate | Piper Sandler served as sole placement agent for Centurion American Development Group, LLC on a private placement of $35.4 million of 7.25% senior notes due in 2024 | Senior Notes | Sole Placement Agent |
Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.