Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	06/23/2020	Palomar Holdings, Inc.	Equity Capital Markets, Financing	Follow-On Offering	$82.0 Million	Image	Financial Services, Insurance	Piper Sandler served as bookrunner for Palomar Holdings, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	06/20/2020	Arcline Investment Management	Mergers & Acquisitions	Buy-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as buy-side advisor for Arcline Investment Management on acquisition of Glebar Company Inc, a portfolio company of Grace Cap Investors	Arcline Investment Management has acquired Glebar Company Inc, a portfolio company of Grace Cap Investors	Financial Advisor
Published	06/19/2020	Progenity, Inc.	Financing, Equity Capital Markets	IPO	$100.0 Million	Image	Healthcare, Tools & Diagnostics	Piper Sandler served as left bookrunner for Progenity, Inc. on its initial public offering	Initial Public Offering	Left Bookrunner
Published	06/18/2020	Repare Therapeutics Inc.	Financing, Equity Capital Markets	IPO	$220.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Repare Therapeutics, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	06/18/2020	Kiran Global Chems Limited	Mergers & Acquisitions	Division Carve Out		Image Image Image	Chemicals	Piper Sandler served as sell-side advisor for Kiran Global on divestiture of Allied Silica to Tata Chemicals	Kiran Global has divested Allied Silica to Tata Chemicals	Financial Advisor
Published	06/18/2020	LastLine, Inc.	Mergers & Acquisitions	Sell-Side	$160.0 Million	Image Image	Technology, Software	Piper Sandler served as sell-side advisor for LastLine, Inc. on sale to Vmware, Inc.	LastLine, Inc. has been acquired by Vmware, Inc.	Financial Advisor
Published	06/17/2020	Leap Therapeutics	Financing, Equity Capital Markets	CMFO	$40.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Leap Therapeutics, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	06/17/2020	OrthoPediatrics Corp.	Financing, Equity Capital Markets	CMFO	$86.5 Million	Image	Healthcare, Med-Tech	Piper Sandler served as left bookrunner for OrthoPediatrics Corp. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	06/16/2020	NBT Bancorp, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$100.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for NBT Bancorp, Inc. on a $100 million offering of 5.00% fixed-to-floating rate subordinated notes offering due in 2030	Subordinated Debt	Active Bookrunner
Published	06/11/2020	Concho Resources Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Midstream & Downstream	Piper Sandler served as exclusive financial advisor to Concho Resources Inc. on the expansion of its joint venture with Solaris Water Midstream, LLC. Together they extended and increased the scope of their long-term produced water management agreement to include all of Concho’s acreage in Lea County, NM	Concho Resources Inc. has expanded its joint venture with Solaris Water Midstream, LLC	Financial Advisor
Published	06/11/2020	Alpine Banks of Colorado	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent to Alpine Banks of Colorado on a private placement of $50.0 million of subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	06/11/2020	Bill.com, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$614.8 Million	Image	Technology, Software	Piper Sandler served as co-manager for Bill.com Holdings, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	06/10/2020	ChemoCentryx, Inc.	Financing, Equity Capital Markets	CMFO	$346.8 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for ChemoCentryx, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	06/10/2020	Great Southern Bancorp, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$75.0 Million	Image	Financial Services, Depositories	Piper Sandler served as joint bookrunner for Great Southern Bancorp, Inc. on a $75.0 million offering of 5.50% fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Active Bookrunner
Published	06/08/2020	South State Corporation	Mergers & Acquisitions	Merger	$2.3 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for South State Corporation on merger of equals with CenterState Bank Corporation	South State Corporation has merged with CenterState Bank Corporation	Financial Advisor
Published	06/08/2020	Glaukos Corporation	Financing, Equity Capital Markets	Convertible Offering	$250.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as co-manager for Glaukos Corp. on a convertible offering	Convertible Offering	Co-Manager
Published	06/05/2020	Nationsbuilders Insurance Services	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Insurance	Piper Sandler served as as sell-side advisor for Nationsbuilders Insurance Services on divestiture of Nationsbuilder Insurance Company to Randall & Quilter	Nationsbuilders Insurance Services has divested Nationsbuilder Insurance Company to Randall & Quilter	Financial Advisor
Published	06/05/2020	Evofem Biosciences, Inc.	Financing, Equity Capital Markets	CMFO	$111.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Evofem Biosciences, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	06/04/2020	BankUnited, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$300.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for BankUnited, Inc. on a fixed rate subordinated notes offering	Subordinated Debt	Active Bookrunner
Published	06/04/2020	McDermott International, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as financial advisor for new investors in Shaw on the acquisition of the pipe fabrication assets of McDermott International, Inc.	New investors in Shaw have acquired the pipe fabrication assets of McDermott International, Inc.	Financial Advisor