Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 04/24/2020 Coastal Carolina Bancshares Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $10.0 Million Financial Services, Depositories Piper Sandler served as financial advisor for Coastal Carolina Bancshares, Inc. on an offering of $10 million of 5.875% fixed-to floating rate subordinated notes Subordinated Debt Financial Advisor
Published 04/20/2020 Interserve Group Holdings Ltd ("Interserve") Mergers & Acquisitions Division Carve Out Energy, Power & Infrastructure, Oilfield Services & Equipment Piper Sandler served as exclusive corporate finance advisor for Adyard, a subsidiary of Interserve Group, on sale to Altrad Group Adyard, a subsidiary of Interserve Group, has been acquired by Altrad Group Financial Advisor
Published 04/17/2020 Sequitur Energy Resources, LLC and Burk Royalty Co. LTD Mergers & Acquisitions Division Carve Out Energy, Power & Infrastructure, Upstream Piper Sandler served as sell-side advisor to an affiliate of Sequitur Energy Resources, LLC and Burk Royalty Co. LTD on the divestiture of certain oil and gas properties in East Texas to ETX Energy Sequitur Energy Resources, LLC and Burk Royalty Co. LTD has divested certain oil and gas properties in East Texas to ETX Energy Financial Advisor
Published 04/17/2020 Crinetics Pharmaceuticals, Inc. Financing, Equity Capital Markets CMFO $115.1 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Piper Sandler on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 04/16/2020 Porton Biopharma Limited Mergers & Acquisitions Strategic Advisory Healthcare, Biopharma Piper Sandler served as exclusive financial advisor for Porton Biopharma Limited on the execution of an exclusive licence agreement for worldwide marketing, sales and distribution of Erwinaze/Erwinase, a commercial biopharmaceutical product, to Clinigen Group plc Porton Biopharma Limited has executed an exclusive licence agreement for worldwide marketing, sales and distribution of Erwinaze/Erwinase to Clinigen Group plc Financial Advisor
Published 04/08/2020 SVM, LP Mergers & Acquisitions Sell-Side Financial Services, FinTech Piper Sandler served as sell-side advisor for SVM, LP on sale to Blackhawk Network Holdings, Inc., a portfolio company of Silver Lake Partners SVM, LP has has been acquired by Blackhawk Network Holdings, Inc., a portfolio company of Silver Lake Partners Financial Advisor
Published 04/08/2020 Health Catalyst, Inc. Financing, Equity Capital Markets Convertible Offering $200.0 Million Healthcare, Information-Driven Healthcare Piper Sandler served as co-manager for Health Catalyst, Inc. on a convertible offering Convertible Offering Co-Manager
Published 04/07/2020 The Farmington Company Mergers & Acquisitions Sell-Side Financial Services, Insurance Piper Sandler served as sell-side advisor for The Farmington Company in sale to AON The Farmington Company has been acquired by AON Financial Advisor
Published 04/07/2020 Keros Therapeutics Financing, Equity Capital Markets IPO $96.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Keros Therapeutics on its initial public offering Initial Public Offering Active Bookrunner
Published 04/04/2020 Great Ajax Corp Equity Capital Markets, Financing Preferred Stock $80.0 Million Financial Services, Diversified Financials Piper Sandler served as financial advisor for Great Ajax Corp. on a private placement of preferred stock and warrants Preferred Stock Financial Advisor
Published 04/02/2020 Windjammer Capital Investors Mergers & Acquisitions Buy-Side Services & Industrials Piper Sandler served as exclusive financial advisor to Windjammer Capital Investors on acquisition of Compex Legal Services Inc. Windjammer Capital Investors has acquired Compex Legal Services Inc. Financial Advisor
Published 04/01/2020 Synthomer USA LLC Mergers & Acquisitions Buy-Side $824.0 Million Chemicals Piper Sandler served as buy-side advisor for Synthomer USA LLC on acquisition of OMNOVA Solutions Inc. Synthomer USA LLC has acquired OMNOVA Solutions Inc. Financial Advisor
Published 04/01/2020 CommoditAg Mergers & Acquisitions Sell-Side Consumer, Agriculture, Biorenewables & Cannabis Piper Sandler served as sell-side advisor for CommoditAg on sale to Farmers Edge Inc. CommoditAg has been acquired by Farmers Edge Inc. Financial Advisor
Published 04/01/2020 Plains All American Pipeline, LP Mergers & Acquisitions Division Carve Out $160.0 Million Energy, Power & Infrastructure, Midstream & Downstream Piper Sandler served as sell-side advisor for Plains All American Pipeline, LP on divestiture of NGL Terminalling assets to Crestwood Equity Partners, LP Plains All American Pipeline, LP has divested NGL Terminalling assets to Crestwood Equity Partners, LP Financial Advisor
Published 04/01/2020 U.S. Well Services, Inc. Financing, Debt Capital Markets Preferred Equity $21.0 Million Energy, Power & Infrastructure, Oilfield Services & Equipment Piper Sandler served as financial advisor for for the Special Committee of the Board of Directors of U.S. Well Services, Inc. on a Series B Redeemable Convertible Preferred Stock offering through a private placement with institutional investors. USWS is a publicly traded provider of high-pressure hydraulic fracturing services in unconventional oil and natural gas basins Private Placement of Preferred Equity and Amended Credit Facility Financial Advisor
Published 04/01/2020 J M Smith Corporation Mergers & Acquisitions Division Carve Out Healthcare, Information-Driven Healthcare Piper Sandler served as sell-side advisor for J M Smith Corporation on its sale of its technology and services division, Smithtech Ltd., now called redSail Technologies, to Francisco Partners Management, L.P J M Smith Corporation has divested its technology and services division, Smithtech Ltd., to Francisco Partners Management, L.P Financial Advisor
Published 03/31/2020 Engenium Chemicals Corporation Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Engenium Chemicals Corporation on to sale 2061600 Alberta LTD. Engenium is a leading Canadian manufacturer, blender and distributor of oilfield chemicals used in drilling, completions and production Engenium Chemicals Corporation has been acquired by 2061600 Alberta LTD Financial Advisor
Published 03/31/2020 EC-OG Financing, Debt Capital Markets Preferred Equity Energy, Power & Infrastructure, Renewables & Clean Energy Piper Sandler served as financial advisor for EC-OG on secured funding from a consortium of investors including Par Equity LLP, Orchard Venture Capital Limited and Scottish Enterprise. This funding will enable the company to fully commercialise its subsea battery storage "Halo" technology. EC-OG specialises in the development of solutions for the provision of autonomous electrical power to subsea assets EC-OG secured funding from a consortium of investors including Par Equity LLP, Orchard Venture Capital Limited and Scottish Enterprise Financial Advisor
Published 03/31/2020 Centurion American Development Group Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $35.4 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Centurion American Development Group, LLC on a private placement of $35.4 million of 7.25% senior notes due in 2024 Senior Notes Sole Placement Agent
Published 03/31/2020 Trevi Finanziaria Industriale SpA Mergers & Acquisitions Division Carve Out Energy, Power & Infrastructure, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Trevi Finanziaria Industriale SpA on sale of subsidiary Drillmec SpA to Megha Engineering Infrastructures Limited. Drillmec is an internationally recognised designer, manufacturer and supplier of drilling equipment and technologies, rigs, rig packages and associated services Trevi Finanziaria Industriale SpA has sold Drillmec SpA to Megha Engineering Infrastructures Limited Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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