Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 08/01/2019 Personal Creations Restructuring §363 Sale Consumer, Diversified Consumer Products Piper Sandler served as sell-side advisor for Personal Creations on sale to Planet ART in a §363 sale §363 Sale Financial Advisor
Published 08/01/2019 Collagen Matrix, Inc. Mergers & Acquisitions Sell-Side Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Collagen Matrix, a portfolio company of Metalmark Capital, on sale to Linden Capital Partners Collagen Matrix, a portfolio company of Metalmark Capital, has been acquired by Linden Capital Partners Financial Advisor
Published 07/31/2019 Alphatec Holdings, Inc. Financing, Equity Capital Markets CMFO $57.7 Million Healthcare, Med-Tech Piper Sandler served as left bookrunner for Alphatec Holdings, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Left Bookrunner
Published 07/31/2019 Aptose Biosciences Inc. Financing, Equity Capital Markets At the Market Offering $40.0 Million Healthcare, Biopharma Piper Sandler served as sole placement agent for Aptose Biosciences Inc. on an ATM offering At the Market Offering Sole Placement Agent
Published 07/31/2019 Cambrian Coal et al Restructuring Creditor Advisory $80.0 Million Energy & Power, Oilfield Services & Equipment Piper Sandler served as investment banker for the secured lenders in the restructuring of Cambrian Coal
Creditor Advisory Financial Advisor
Published 07/31/2019 Concho Resources Inc. Mergers & Acquisitions Sell-Side Energy & Power, Midstream & Downstream Piper Sandler served as financial advisor for Concho Resources Inc. on their joint venture with Solaris Water Midstream, LLC, focused on produced water management in the Northern Delaware Basin. Concho is one of the largest unconventional shale producers in the Permian Basin, with operations focused on acquiring, exploring, developing and producing oil and natural gas resources Concho Resources Inc. has formed a joint venture with Solaris Water Midstream, LLC Financial Advisor
Published 07/26/2019 Chiasma, Inc. Financing, Equity Capital Markets CMFO $55.0 Million Healthcare, Biopharma Piper Sandler served as left bookrunner for Chiasma, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Left Bookrunner
Published 07/25/2019 DigitalBridge Group, Inc. Mergers & Acquisitions Sell-Side $325.0 Million Technology, Technology Services Piper Sandler served as financial advisor for DigitalBridge Group, Inc. on sale to Colony Capital. The acquisition continues Colony’s strategy of building leading investment management platforms, adding a powerful focus on assets and businesses that benefit from the increasingly digital world, including communications infrastructure, quant-driven listed securities products, artificial intelligence, digital credit products, smart logistics industrial, private equity and emerging markets infrastructure and growth equity strategies DigitalBridge Group, Inc. has been acquired by Colony Capital Financial Advisor
Published 07/24/2019 Health Catalyst, Inc. Financing, Equity Capital Markets IPO $209.3 Million Healthcare, Information-Driven Healthcare Piper Sandler served as bookrunner for Health Catalyst, Inc. on its initial public offering Initial Public Offering Passive Bookrunner
Published 07/24/2019 Cara Therapeutics Inc. Financing, Equity Capital Markets CMFO $126.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Cara Therapeutics, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Passive Bookrunner
Published 07/24/2019 Livongo Health, Inc. Financing, Equity Capital Markets IPO $408.5 Million Healthcare, Information-Driven Healthcare Piper Sandler served as co-manager for Livongo Health, Inc. on its initial public offering Initial Public Offering Co-Manager
Published 07/23/2019 Aurora Capital Partners Mergers & Acquisitions Buy-Side $335.0 Million Services & Industrials Piper Sandler served as buy-side advisor for Aurora Capital Partners on acquisition of Petroleum Services Corporation, a subsidiary of SGS SA Aurora Capital Partners has acquired Petroleum Services Corporation, a subsidiary of SGS SA Financial Advisor
Published 07/19/2019 Nutraceutical International Corporation Mergers & Acquisitions Minority Investment Consumer, Food & Beverage Piper Sandler served as financial advisor for Nutraceutical International Corporation on a significant minority investment from Snapdragon Capital Partners and The Maze Group
Nutraceutical International Corporation has received a significant minority investment from Snapdragon Capital Partners and The Maze Group Financial Advisor
Published 07/17/2019 Phreesia Inc. Financing, Equity Capital Markets IPO $167.4 Million Healthcare, Information-Driven Healthcare Piper Sandler served as bookrunner for Phreesia, Inc. on its initial public offering Initial Public Offering Passive Bookrunner
Published 07/17/2019 Perfect Bar & Company Mergers & Acquisitions Sell-Side $340.0 Million Consumer, Food & Beverage Piper Sandler served as sell-side advisor for Perfect Bar, LLC, a portfolio company of VMG Partners, on sale to Mondelez International, Inc Perfect Bar, LLC, a portfolio company of VMG Partners, has been acquired by Mondelez International, Inc Financial Advisor
Published Mergers & Acquisitions Sell-Side $267.0 Million Financial Services, Depositories Piper Sandler served as the sell-side advisor to Piedmont Bancorp in the announced merge with United Bankshares, Inc. Piedmont Bancorp announced its merge with United Bankshares, Inc Financial Advisor
Published Workforce Analytics Provider Financing, Debt Capital Markets Senior Term Loan $90.0 Million Technology, Software Piper Sandler served as sole staple agent for a workforce analytics provider Senior Term Loan and Revolver Sole Staple Provider
Published KLX Energy Services Financing, Equity Capital Markets At the Market Offering Energy & Power, Oilfield Services & Equipment Piper Sandler served as placement agent for KLX Energy Services on an ATM offering
ATM Offering Sole Placement Agent
Published Pinstripes Mergers & Acquisitions Minority Investment Consumer, Restaurants Piper Sandler served as financial advisor for Pinstripes on receiving of a growth capital investment Financial Advisor
Published Mergers & Acquisitions Sell-Side $80.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor to Marine Bancorp of Florida on the announced acquisition to ELGA Credit Union Marine Bancorp of Florida has announced their acquisition by ELGA Credit Union Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.