Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/11/2019	OrthoPediatrics Corp.	Equity Capital Markets	CMFO	$65.9 Million	Image	Healthcare, Med-Tech	Piper Sandler served as left bookrunner for Orthoedicatrics Corp. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	12/11/2019	Impinj, Inc.	Financing, Equity Capital Markets	Convertible Offering	$86.3 Million	Image	Technology, Hardware	Piper Sandler served as co-manager for Impinj, Inc on December 2019 convertible senior note offering	Convertible Offering	Co-Manager
Published	12/10/2019	Twin Eagle Holdings N.A., LLC	Mergers & Acquisitions	Buy-Side		Image Image	Energy & Power, Midstream & Downstream	Piper Sandler served as buy-side advisor for Twin Eagle on sale of midstream assets in South Texas to Ironwood Midstream Energy Partners. Twin Eagle provides wholesale energy and midstream services throughout North America	Twin Eagle has sold midstream assets in South Texas to Ironwood Midstream Energy Partners	Financial Advisor
Published	12/09/2019	SunteckTTS	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for Sunteck / TTS Holdings, LLC, portfolio company of York Capital, on sale to MODE Transportation	Sunteck / TTS Holdings, LLC, portfolio company of York Capital, has been acquired by MODE Transportation	Financial Advisor
Published	12/06/2019	ViewRay Inc.	Financing, Equity Capital Markets	Follow-On Offering	$149.6 Million	Image	Healthcare, Med-Tech	Piper Sandler served as sole bookrunner for ViewRay Inc. on a follow-on offering	Follow-On Offering	Left Bookrunner
Published	12/05/2019	Café Zupas Franchising, LLC	Financing, Debt Capital Markets	Senior Term Loan		Image	Consumer, Restaurants	Piper Sandler served as sole debt placement agent for Café Zupas on financing in the form of a Revolving Credit Facility, Senior Secured Term Loan and Delayed Draw Term Loan	Senior Term Loan	Financial Advisor
Published	12/04/2019	Tufin Software Technologies Ltd.	Financing, Equity Capital Markets	Follow-On Offering	$78.6 Million	Image	Technology, Software	Piper Sandler served as co-manager for Tufin Software Technologies Ltd. on a follow-on offering	Follow-On Offering	Co-Manager
Published	12/04/2019	Revance Therapeutics, Inc.	Financing, Equity Capital Markets	CMFO	$110.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Revance Therapeutics, Inc on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	12/04/2019	Relay Network, LLC	Financing, Equity Private Placements	Minority Capital Raise	$30.0 Million	Image Image	Technology, Internet & Digital Media	Piper Sandler served as sole placement agent for Relay Network, LLC on a convertible preferred equity financing to fund a minority recapitalization	Minority Capital Raise	Sole Placement Agent
Published	12/04/2019	Ardelyx Inc	Financing, Equity Capital Markets	CMFO	$143.8 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Ardelyx, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	12/03/2019	Arrowhead Pharmaceuticals, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$266.8 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Arrowhead Pharmaceuticals, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	11/28/2019	Shale Support	Restructuring	Chapter 11 Reorganization	$160.0 Million	Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler acted as financial advisor for Shale Support in a Chapter 11 reorganization. Based in Lafayette, LA, Shale Support produces proppant for the U.S. oil and gas industry as well as aggregates for industrial end uses	Chapter 11 Reorganization	Financial Advisor
Published	11/26/2019	Pye-Barker Fire & Safety, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for Pye-Barker Fire & Safety, LLC, a portfolio company of Carousel Capital Partners, on sale to Leonard Green & Partners	Pye-Barker Fire & Safety, LLC, a portfolio company of Carousel Capital Partners, has been acquired by Leonard Green & Partners	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side	$267.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as the sell-side advisor to Piedmont Bancorp in the announced merge with United Bankshares, Inc.	Piedmont Bancorp announced its merge with United Bankshares, Inc	Financial Advisor
Published		Premier Financial Corp	Mergers & Acquisitions	Sell-Side	$959.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to Premier Financial Corp on its announced merger with WesBanco	Premier Financial Corp. has agreed to be acquired by WesBanco	Financial Advisor
Published		KLX Energy Services	Financing, Equity Capital Markets	At the Market Offering		Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler served as placement agent for KLX Energy Services on an ATM offering	ATM Offering	Sole Placement Agent
Published		Abacus Life, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes		Image	Financial Services, Diversified Financials	Piper Sandler served as lead bookrunner for Abacus Life, Inc. on a senior notes offering	Senior Notes	Lead Bookrunner
Published		Unum Group	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor to Unum Group in their announced agreement to sell Unum's Medical Stop Loss Business to The Amyntra Group	Unum Group has announced the sale of its Medical Stop Loss Business to The Amynta Group	Financial Advisor
Published		Evans Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$236.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Evans Bancorp on announced merger with NBT Bancorp	Evans Bancorp has agreed to merge with NBT Bancorp	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side	$80.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to Marine Bancorp of Florida on the announced acquisition to ELGA Credit Union	Marine Bancorp of Florida has announced their acquisition by ELGA Credit Union	Financial Advisor