Financial Reports and Presentations

Earnings Release

2024

2023

Quarterly Earnings Releases

First Quarter - PDF | Webcast
Second Quarter - PDF | Webcast
Third Quarter - PDF | Webcast
Fourth Quarter - PDF | Webcast

Investor Presentations

Investor Presentation

Form 10-Q/10-K Reports

Reports

2023 Annual Report - PDF
2024 Proxy Statement - PDF

Broker-Dealer Report

02/26/24 - Statement of Financial Condition

2022

Quarterly Earnings Releases

First Quarter - PDF | Webcast
Second Quarter - PDF | Webcast
Third Quarter - PDF | Webcast
Fourth Quarter - PDF | Webcast

Investor Presentations

Form 10-Q/10-K Reports

05/06/22 - First Quarter 10-Q | XBRL webpage | XBRL files
08/02/22 - Second Quarter 10-Q | XBRL webpage | XBRL files
11/01/22 - Third Quarter 10-Q | XBRL webpage | XBRL files
02/24/23 - Fourth Quarter 10-K | XBRL webpage | XBRL files

Reports

2022 Annual Report - PDF
2023 Proxy Statement - PDF

Broker-Dealer Report

02/24/23 - Statement of Financial Condition

2021

Quarterly Earnings Releases

First Quarter - PDF | Webcast
Second Quarter - PDF | Webcast
Third Quarter - PDF | Webcast
Fourth Quarter - PDF | Webcast

Investor Presentations

Form 10-Q/10-K Reports

05/06/21 - First Quarter 10-Q | XBRL webpage | XBRL files
08/05/21 - Second Quarter 10-Q | XBRL webpage | XBRL files
11/04/21 - Third Quarter 10-Q | XBRL webpage | XBRL files
02/25/22 - Fourth Quarter 10-K | XBRL webpage | XBRL files

Reports

2021 Annual Report - PDF
2022 Proxy Statement - PDF

Broker-Dealer Report

12/31/21 - Statement of Financial Condition

2020

Quarterly Earnings Releases

First Quarter - PDF | Webcast
Second Quarter - PDF | Webcast
Third Quarter - PDF | Webcast
Fourth Quarter - PDF | Webcast

Investor Presentations

Form 10-Q/10-K Reports

05/08/20 - First Quarter 10-Q | XBRL webpage | XBRL files
08/06/20 - Second Quarter 10-Q | XBRL webpage | XBRL files
11/05/20 - Third Quarter 10-Q | XBRL webpage | XBRL files
02/25/21 - Fourth Quarter 10-K | XBRL webpage | XBRL files

Reports

2020 Annual Report - PDF
2021 Proxy Statement - PDF

Broker-Dealer Report

12/31/20 - Statement of Financial Condition

2019

Quarterly Earnings Releases

First Quarter - PDF | Webcast
Second Quarter - PDF | Webcast
Third Quarter - PDF | Webcast
Fourth Quarter - PDF | Webcast

Investor Presentations

Form 10-Q/10-K Reports

05/08/19 - First Quarter 10-Q | XBRL webpage | XBRL files
08/02/19 - Second Quarter 10-Q | XBRL webpage | XBRL files
11/07/19 - Third Quarter 10-Q | XBRL webpage | XBRL files
02/28/20 - Fourth Quarter 10-K | XBRL webpage | XBRL files

Reports

2019 Annual Report - PDF
2020 Proxy Statement - PDF

Broker-Dealer Report

12/31/19 - Statement of Financial Condition

2018

Quarterly Earnings Releases

First Quarter - PDF | Webcast
Second Quarter - PDF | Webcast
Third Quarter - PDF | Webcast
Fourth Quarter - PDF | Webcast

Form 10-Q/10-K Reports

05/04/18 - First Quarter 10Q | XBRL Web page | XBRL files
08/08/18 - Second Quarter 10Q | XBRL Web page | XBRL files
110/5/18 - Third Quarter 10Q | XBRL Web page | XBRL files
02/26/19 - Fourth Quarter 10K | XBRL Web page | XBRL files

Reports

2018 Annual Report - PDF
2019 Proxy Statement - PDF

Statement of Financial Condition

12/31/18 - Year-End Statment

2017

Quarterly Earnings Releases

First Quarter - PDF | Webcast
Second Quarter - PDF | Webcast
Third Quarter - PDF | Webcast
Fourth Quarter - PDF | Webcast

Form 10-Q/10-K Reports

05/09/17 - First Quarter 10Q | XBRL Web page | XBRL files
08/04/17 - Second Quarter 10Q | XBRL Web page | XBRL files
11/08/17 - Third Quarter 10Q | XBRL Web page | XBRL files
02/26/18 - Fourth Quarter 10K | XBRL Web page | XBRL files

Reports

2017 Annual Report - PDF
2018 Proxy Statement - PDF

Annual Shareholder Meetings

2017 Proxy Statement - PDF

Statements of Financial Condition

06/30/17 - Six-Month Statement
12/31/17 - Year-End Statement

2016

Quarterly Earnings Releases

First Quarter - PDF | Webcast
Second Quarter - PDF | Webcast
Third Quarter - PDF | Webcast
Fourth Quarter - PDF | Webcast

Form 10-Q/10-K Reports

05/04/16 - First Quarter 10Q | XBRL Web page | XBRL files
08/05/16 - Second Quarter 10Q | XBRL Web page | XBRL files
10/28/16 - Third Quarter 10Q | XBRL Web page | XBRL files
02/24/17 - Fourth Quarter 10K | XBRL Web page | XBRL files

Reports

2016 Annual Report - PDF

Annual Shareholder Meetings

2016 Proxy Statement - PDF

Statements of Financial Condition

06/30/16 - Six-Month Statement
12/31/16 - Year-End Statement

Investor Presentations

Fourth Quarter 2016 - PDF
Simmons Acquisition Deck - PDF

2015

Quarterly Earnings Releases

First Quarter - PDF | Webcast
Second Quarter - PDF | Webcast
Third Quarter - PDF | Webcast
Fourth Quarter - PDF | Webcast

Form 10-Q/10-K Reports

05/01/15 - First Quarter 10Q | XBRL Web page | XBRL files
08/04/15 - Second Quarter 10Q | XBRL Web page | XBRL files
10/30/15 - Third Quarter 10Q | XBRL Web page | XBRL files
02/25/16 - Fourth Quarter 10K | XBRL Web page | XBRL files

Reports

2015 Annual Report - PDF

Annual Shareholder Meetings

2015 Proxy Statement - PDF

Statements of Financial Condition

06/30/15 - Six-Month Statement
12/31/15 - Year-End Statement

2014

Quarterly Earnings Releases

First Quarter - PDF | Webcast
Second Quarter - PDF | Webcast
Third Quarter - PDF | Webcast
Fourth Quarter - PDF | Webcast

Form 10-Q/10-K Reports

05/01/14 - First Quarter 10Q | XBRL Web page | XBRL files
07/30/14 - Second Quarter 10Q | XBRL Web page | XBRL files
11/06/14 - Third Quarter 10Q | XBRL Web page | XBRL files
02/27/15 - Fourth Quarter 10K | XBRL Web page | XBRL files

Reports

2014 Annual Report - PDF

Annual Shareholder Meetings

2014 Proxy Statement - PDF

Statements of Financial Condition

06/30/14 - Six-Month Statement
12/31/14 - Year-End Statement