Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/06/2023	Natera, Inc.	Financing, Equity Capital Markets	CMFO	$250.3 Million	Image	Healthcare, Tools & Diagnostics	Piper Sandler served as bookrunner for Natera, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	09/05/2023	CSC Leasing Company, Inc	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Unsecured Debt	$50.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as sole placement agent for CSC Leasing Company, Inc. on a senior unsecured notes offering	Senior Unsecured Notes Offering	Sole Placement Agent
Published	09/01/2023	Project Chesnut	Private Capital Advisory, Secondary Capital	Secondary Capital	$276.0 Million		Private Capital Advisory	Piper Sandler served as secondary advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	09/01/2023	Diamondback Energy, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Midstream & Downstream	Piper Sandler served as sell-side advisor for Diamondback Energy, Inc. on a strategic water management joint venture with Five Point Energy, LLC	Diamondback Energy, Inc. has formed a strategic water management joint venture with Five Point Energy, LLC	Financial Advisor
Published	08/31/2023	§363 Sale	Restructuring	§363 Sale		Image	Technology, Software	Piper Sandler & Co. is acting as exclusive investment banker and financial advisor for Lifesize.	§363 Sale	Financial Advisor
Published	08/28/2023	Panelto Foods	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Panelto Foods Unlimited Company on sale to European Bakery Group B.V. (fka Dutch Bakery), a portfolio company of 3i Group	Panelto Foods Unlimited Company has sold to European Bakery Group B.V., a portfolio company of 3i Group	Financial Advisor
Published	08/28/2023	NewtekOne, Inc	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for NewtekOne, Inc. on a senior note offering	Senior Notes	Lead Bookrunner
Published	08/25/2023	Peregrine Energy Solutions	Mergers & Acquisitions, Financing, Equity Private Placements	Sell-Side		Image Image Image	Energy & Power, Renewables & Clean Energy	Piper Sandler served as sole financial advisor for Peregrine Energy Solutions LLC, a portfolio company of Castlelake L.P., on a majority stake sale and debt capital raise from AB CarVal Investors L.P.	Peregrine Energy Solutions LLC, a portfolio company of Castlelake L.P. has sold a majority stake to and raised debt from AB CarVal Investors L.P.	Financial Advisor
Published	08/25/2023	Pioneer Landscape Centers, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials	Piper Sandler served as sell-side advsior for Pioneer Landscape Centers, Inc., a portfolio company of JLL Partners, on sale to SiteOne Landscape Supply	Pioneer Landscape Centers, Inc., a portfolio company of JLL Partners, has sold to SiteOne Landscape Supply	Financial Advisor
Published	08/21/2023	QualityMetric Incorporated LLC	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Healthcare Services	Piper Sandler served as sell-side advisor for QualityMetric Incorporated, LLC, a portfolio compny of Vesey Street Capital Partners, on sale to an undisclosed buyer	QualityMetric Incorporated, LLC, a portfolio compny of Vesey Street Capital Partners, has sold to an undisclosed buyer	Financial Advisor
Published	08/21/2023	World Insurance Associates, LLC	Mergers & Acquisitions	Minority Investment		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor for World Insurance Associates on a minority recapitalization by Goldman Sachs Asset Management	World Insurance Associates has received a minority recapitalization from Goldman Sachs Asset Management	Financial Advisor
Published	08/16/2023	Arhaus, LLC	Financing, Equity Capital Markets	Follow-On Offering	$138.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Arhaus, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	08/14/2023	Ulterra Drilling Technologies, L.P.	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler served as sell-side advisor for Ulterra Drilling Technologies, L.P. on sale to Patterson-UTI Energy, Inc.	Ulterra Drilling Technologies, L.P. has sold to Patterson-UTI Energy, Inc.	Financial Advisor
Published	08/11/2023	ASCO Group Limited	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler served as sell-side advisor for Zander Topco Limited (trading as “ASCO”) on sale to Endless LLP	Zander Topco Limited (trading as “ASCO”) has sold to Endless LLP	Financial Advisor
Published	08/10/2023	Gladstone Capital Corporation	Financing, Equity Capital Markets	Senior Notes	$57.0 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as bookrunner for Gladstone Capital Corporation on a senior note offering	Senior Notes Offering	Left Bookrunner
Published	08/09/2023	AG Mortgage Investment Trust, Inc.	Mergers & Acquisitions	Buy-Side	$69.1 Million	Image Image	Financial Services, Real Estate	Piper Sandler served as buy-side advisor for AG Mortgage Investment Trust, Inc. on announced acquisition of Western Asset Mortgage Capital Corp.	AG Mortgage Investment Trust, Inc. has agreed to acquire Western Asset Mortgage Capital Corp.	Financial Advisor
Published	08/09/2023	Community Financial Group, Inc. (Spokane, WA)	Mergers & Acquisitions	Sell-Side	$81.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Community Financial Group, Inc. on announced merger with Glacier Bancorp, Inc.	Community Financial Group, Inc. has agreed to merge with Glacier Bancorp, Inc.	Financial Advisor
Published	08/08/2023	One Model Inc.	Financing, Equity Private Placements	Minority Capital Raise		Image Image	Technology, Software	Piper Sandler served as financial advisor for Riverwood Capital Management L.P. on a strategic growth investment in One Model Inc.	Riverwood Capital Management L.P. has provided a strategic growth investment in One Model Inc.
Published	08/02/2023	Bridge to Life, Ltd.	Mergers & Acquisitions	Division Carve Out		Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Bridge to Life, Ltd. on sale of EVOSS and LifeCradle perfusion technology assets to TransMedics	Bridge to Life, Ltd. has sold EVOSS and LifeCradle perfusion technology assets to TransMedics	Financial Advisor
Published	08/01/2023	Procept Biorobotics Corp.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$149.9 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Procept BioRobotics Corporation on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner