IPOs and Follow-on Offerings

Piper Sandler has consistently been involved in the high quality IPOs and follow-on offerings given its focus on the growth sectors. Our extensive bookrunner track record for emerging growth companies uniquely separates us from other middle market advisors. Our team of banking, capital markets, sales & trading and research professionals are committed to acting and executing as a cohesive team. 

At-the-Market (ATM) Offerings

The Piper Sandler ATM team is fully integrated within capital markets, fostering a strategic and coordinated approach. Our unique setup and enhanced investor connectivity foster a seamless dialogue with the buyside on ATMs & follow-on offerings. We strive to provide the best holistic advice, leveraging the ATM to supplement and inform the broader financial strategy. 

Confidentially Marketed Follow-ons (CMFOs), RDs and PIPEs

Our expertise in executing confidentially marketed follow-ons (CMFOs), RDs, and PIPEs is unrivaled. Piper Sandler is pioneering the way emerging growth companies leverage and access the capital markets and, through continuous innovation of our product and execution technology, delivering the highest quality outcome for our clients. 

Convertible Securities

Our convertible securities team customizes equity-linked solutions to meet the needs of its emerging growth clients, offering a full range of solutions from restructurings to new issuance. Coupled with full service convertible sales & trading support, our structuring and execution expertise allows us to provide a truly differentiated and positive experience for clients. We execute across all formats, including traditional “Reg D” private placements, RDs and fully registered transactions. 

We are committed to delivering advice and customized financing solutions that are both thoughtful and innovative. Our convertible sales & trading team provides full service marketing, distribution and aftermarket support for all convertible transactions in partnership with our convertible structuring and origination team. In addition, we are one of the most active convertible market makers on Wall Street. This powerful combination has resulted in strong long-term investor relationships built upon a middle-market foundation.